DTCC/NSCC Fund Sponsorship

National Securities Clearing Corporation (NSCC) sponsorship through ACA Foreside provides a cost-effective and time-saving alternative to the direct NSCC membership process for new funds.

ACA Foreside can sponsor (apply for, obtain, and maintain) an NSCC membership participant number for domestic funds, collective trusts, and foreign funds such as SICAVs and UCITS. Additionally, we provide guidance to clients and their transfer agents with respect to administration, implementation, and maintenance of funds’ operational policies and procedures to assist with NSCC compliance.

Our in-house experts will collect and publish your firm’s management company, fund and CUSIP profile information into the NSCC Mutual Fund Profile II for Intermediary use. Firms rely on the DTCC’s Mutual Fund Profile II service to establish CUSIPs for trading on their back-office systems. Our team of experts, who have been reviewing mutual fund offering documents and their necessary data points for over 15 years can assist with connecting your firm to the intermediary community.

Our services include:

Review mutual fund offering documents
Populate all required data fields within the Mutual Fund Profile II system
Conduct a quality control review of all information inputted
Review, update and maintain your firms’ data to ensure accuracy and completeness on an ongoing basis