Compliance Training in Europe

Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of courses, designed to help you and your firm understand the regulatory framework and apply compliance.

Upcoming Training Courses

Take the opportunity to book onto one of our virtual and interactive courses.

  • Check back for dates
  • 18 April 2024
  • 18 June 2024
  • 17 October 2024

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  • 23 April 2024
  • 06 June 2024
  • 24 July 2024
  • 12 September 2024
  • 31 October 2024
  • 03 December 2024

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  • 11 June 2024

  • 25 July 2024

  • 17 September 2024

  • 19 November 2024

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  • 16 May 2024
  • 24 September 2024
  • 05 December 2024

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  • 27 June 2024
  • 26 September 2024
  • 10 December 2024

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  • 17 April 2024
  • 01 August 2024
  • 03 October 2024
  • 28 November 2024

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We offer a wide range of courses, designed to help you understand the regulatory framework and apply compliance. Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions.

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Tailored In-House Training

Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements. 

Latest insights

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Debunking Common Concerns About Outsourced Performance Programs

We look at concerns of moving investment performance programs to a managed services solution with a third-party service provider and outline why these apprehensions can be alleviated by working with the right provider.

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  • Performance
  • Managed Services
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Is Now the Right Time for Compliance with the GIPS Standards in Private Markets?

The Global Investment Performance Standards are no longer just a gold standard for the presentation of investment performance, but can also aid advisers to meet new regulations.

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ACA Global

U.S. Regulatory Update – September 2023

Summer is over, and the SEC has a heavy rulemaking agenda for this fall, so hold on to your seats!

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  • Compliance
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  • Investment Adviser
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Updates to the Names Rule Finalized by the SEC

The updates to the SEC’s Names Rule modernizes the rule, but it also has implications for funds that use ESG terms in their name and strategy.

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  • SEC
  • ESG
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FAQ About the SEC’s Proposed Rule for Enhanced Disclosures on ESG Investment Practices

We compiled answers to the most common questions we get asked about the SEC’s proposed rules for enhanced disclosures of ESG investment practices.

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  • SEC
  • ESG
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Advisory Firm Settles Cherry Picking Fraud Charges With the SEC

This case should give pause to firms of all sizes to evaluate what they are doing to proactively detect potential market abuse on their own.

Compliance Alert
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  • SEC
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