Compliance Training in Europe
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of courses, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
SEC publishes FAQs for Regulation Best Interest
On January 10, 2020, the U.S. Securities and Exchange Commission (“SEC”) published Frequently Asked Questions on Regulation Best Interest. Regulation Best Interest (“Reg BI”) establishes a standard of conduct for broker-dealers and investment advisers and their associated persons. Its compliance date is June 30, 2020.
- Compliance
SFTR Reporting – EMIR’s New Sidekick
Changes to the Securities Financing Transaction Regulation (SFTR) come into force for many financial services firms from 11 April. We examine what firms need to do to determine their reporting requirements and why they should do this now
- Compliance
The Impact of OCIE’s 2020 Examination Priorities on Registered Investment Companies
On January 7, 2020, the U.S. Securities and Exchange Commission’s (“SEC”) Office of Compliance Inspections and Examinations (“OCIE”) released its 2020 examination priorities. In this alert, we focus on on the impact of the priorities on registered investment companies.
- Compliance
Microsoft Issues Patch for Critical CryptoAPI Security Vulnerability
Learn what actions to take regarding the recent Microsoft® security update to the CryptoAPI component (Crypt32.dll).
- Cybersecurity
Shvetank Shah joins ACA Compliance Group as Chief Executive Officer
Shvetank joins ACA from executive positions at CEB/Gartner and will oversee ACA’s global operations
- ACA News
Global Regulators Renew Commitment to Data and Analytics Innovation in 2020
With the New Year comes the global regulators’ announcements of their supervisory priorities and focus areas for the year ahead. Both the SEC and FCA have issued press releases regarding their views on technology and the role it plays in regulatory oversight.
- RegTech