Compliance Training in Europe

Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of courses, designed to help you and your firm understand the regulatory framework and apply compliance.

Upcoming Training Courses

Take the opportunity to book onto one of our virtual and interactive courses.

  • 07 February 2023
  • 05 July 2023
  • 18 October 2023

 Book Today

  • 09 March 2023
  • 20 April 2023
  • 06 June 2023
  • 25 July 2023

  • 12 September 2023

  • 31 October 2023

  • 05 December 2023

 Book Today

  • 02 February 2023

  • 29 March 2023 

  • 08 June 2023

  • 27 July 2023

  • 14 September 2023
  • 16 November 2023

 Book Today

  • 02 March 2023
  • 16 May 2023

  • 21 September 2023

  • 07 December 2023

 Book Today

  • 30 March 2023
  • 29 June 2023
  • 19 September 2023
  • 12 December 2023

 Book Today

  • 16 February 2023
  • 18 April 2023
  • 20 June 2023
  • 01 August 2023
  • 03 October 2023
  • 30 November 2023

 Book Today

We offer a wide range of courses, designed to help you understand the regulatory framework and apply compliance. Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions.

 Download

1 of
Architectural image - window office block

Tailored In-House Training

Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements. 

Latest insights

abstract image with a lock and shield

Protecting Your Business from All Angles: Announcing ACA Aponix's 2017 Cybersecurity Awareness Month Theme

Cyber incidents can have devastating effects on business of all sizes.

Cyber Alert
  • Cybersecurity
curved glass building looking up at a blue sky

OCIE Publishes Marketing Risk Alert

On September 14, 2017, the SEC’s Office of Compliance Inspections and Examinations (“OCIE”) issued a National Exam Program Risk Alert related to Rule 206(4)-1 under the Investment Advisers Act of 1940 (the “Advertising Rule”). The risk alert highlights the compliance issues most commonly noted by the SEC’s examination staff as part of a recent “Touting Initiative.” That initiative, which consisted of reviews of approximately 70 investment advisers, focused on the use of “accolades” in advertising.

Compliance Alert
  • Compliance
highway at night from overhead

5 Things Investment Advisers Need to Know about Regulatory Investment in Trade Surveillance

The SEC has demonstrated ongoing commitment to developing its technological capabilities for detecting financial crimes is impacting investment advisers across the industry. Here are 5 things investment advisers need to know.

Article
  • RegTech
curved glass building looking up at a blue sky

MiFID II for Asset Managers: Communications Record Keeping

Communications record keeping obligations which include phone taping, are likely to prove particularly challenging when it comes to the cost of compliance and complexity of systems requirements.

Compliance Alert
  • Compliance
highway at night from overhead

5 Ways to Meet Regulators' Expectations Regarding Electronic Communications

The electronic communication mediums that investment advisers use to conduct business continue to evolve, posing a challenge to the compliance community’s ability to retain and adequately supervise

Article
  • Compliance
highway at night from overhead

ACA and Ashland: Why We’re Excited to be the Best GIPS Compliance Verification and Performance Team in the World

Earlier this month, ACA announced that it is set to acquire Ashland Partners & Company, LLP's GIPS compliance verification and performance practice. When this transaction closes in June, ACA Performance Services will offer the most experienced team of GIPS compliance verifiers in the world, servicing over 1,000 clients annually, including 49% of the top 100 managers of institutional assets worldwide (as determined by Pensions & Investments magazine).

Article
  • Performance