Compliance Training in Europe

Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of courses, designed to help you and your firm understand the regulatory framework and apply compliance.

Upcoming Training Courses

Take the opportunity to book onto one of our virtual and interactive courses.

  • Check back for dates
  • 18 April 2024
  • 18 June 2024
  • 17 October 2024

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  • 23 April 2024
  • 06 June 2024
  • 24 July 2024
  • 12 September 2024
  • 31 October 2024
  • 03 December 2024

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  • 11 June 2024

  • 25 July 2024

  • 17 September 2024

  • 19 November 2024

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  • 16 May 2024
  • 24 September 2024
  • 05 December 2024

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  • 27 June 2024
  • 26 September 2024
  • 10 December 2024

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  • 17 April 2024
  • 01 August 2024
  • 03 October 2024
  • 28 November 2024

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We offer a wide range of courses, designed to help you understand the regulatory framework and apply compliance. Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions.

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Tailored In-House Training

Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements. 

Latest insights

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Senior Managers & Certification Regime: 6 major challenges for firms

As firms look to address the FCA’s Senior Managers and Certification Regime (“SM&CR”), ahead of the December 9 deadline, we observe six common themes and challenges emerging from their project implementation.

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  • Compliance
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Update Coming to the Three Lines of Defense Model

The Three Lines of Defense Model has gained popularity as the de facto model for organizing governance, risk management and internal control roles and responsibilities since the Institute of Internal Auditors (IIA) published “The Three Lines of Defense in Effective Risk Management and Control,” position paper in 2013. The IIA recently announced that they would embark on a key project to refresh and update this document.

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  • AML and Financial Crime
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Highlights from the 2018 NSCP / ACA Aponix Cybersecurity Compliance Programs Survey

Benchmarking your firm’s cybersecurity program against those of your peers is a smart way to identify the compliance gaps your firm should address. Here are the results of the 2018 NSCP / ACA Aponix Cybersecurity Compliance Programs Survey.

Survey
  • Cybersecurity
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Top Reasons to Attend ACA’s Spring 2019 Compliance and Performance Conference

ACA’s Spring 2019 Compliance and Performance Conference is headed to sunny Miami!

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  • Events
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2019 GIPS Compliance Notification Form Now Available

Firms that claim compliance with the GIPS standards are required to notify CFA Institute of their claim of compliance. Each GIPS-compliant firm must submit the GIPS Compliance Notification Form by June 30 of each year.

Article
  • Performance
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FCA Speech Indicates Continued Focus on Market Abuse Regulation in the UK

Julia Hoggett, FCA's Director of Market Oversight, speech on the implementation of the Market Abuse Regulation in the UK.

Compliance Alert
  • Trade Surveillance
  • FCA