Financial Crime Prevention - 22 June 2022
This course is specifically designed to assist Senior Management in meeting their statutory and regulatory obligations.
This course is specifically designed to assist Senior Management in meeting their statutory and regulatory obligations.
Join us for an exciting update on new features and enhancements added to ComplianceAlpha in the first half of this year, as well as a sneak peak of what is on the horizon.
The regulator is clear, you and your team must review your competence and training needs regularly. This course is designed specifically to assist all staff in meeting and staying up to date with their statutory and regulatory obligations.
We will discuss how the 2022 SEC Examination Priorities, Risk Alerts and new proposed rules may impact your firm and your compliance program.
Join us for three days of carefully curated sessions covering diverse topics in compliance, performance, cybersecurity, ESG (Environmental Social Governance), and regulatory technology.
Join us Tuesday, April 19 at 11:00 AM EDT for an in depth discussion about the proposed rules and their anticipated impact on private fund businesses (including compliance and performance teams).
A special “ACA Consultant’s Corner” fireside chat discussing how the SEC Priorities will impact ESG implementation strategies and investment products.
Our experts will discuss how the recently released 2022 examination priorities may impact you and your compliance program.
Our surveillance, compliance, and technology experts will discuss the latest client communication trends in the financial industry and what solutions are available to monitor and archive those communications.
Social specialists from ACA’s ESG Advisory Practice will provide insights on the most important considerations to help asset managers build effective and meaningful DE&I programs.