The most recent phase of the amended European Market Infrastructure Regulation (“EMIR REFIT” or simply “REFIT”) came into effect on 18 June 2020. These latest requirements are designed to simplify a derivatives regime currently seen as burdensome to some market participants, particularly those whose risk profile is unlikely to impact macro stability.
ACA is joining forces with Simmons & Simmons to host a webcast that will provide alternative asset managers with practical guidance, outlining key milestones for firms’ and their implementation plans.
Join MFDF and ACA as we discuss the “then” and the potential “now” and how firms’ compliance monitoring, information security, and continuity planning may look as firms move toward returning employees to the office.
Join ACA as we discuss the landscape of privacy regulation in the U.S. and offer guidance to preserve the health and data privacy of employees as preparations are made to return to the office.
Join ACA as we discuss how firms are preparing to comply with these regulations by the end of the month.
Join our panelists who have experienced SEC and NFA exams in the past year as they share their experiences and what to expect during these exams.
Join ACA as panelists help demystify buzz-worthy technologies, as well as discuss the benefits and how they can be incorporated holistically to drive efficiencies and strengthen your firm’s compliance program.
Join ACA as panelists dive into best practices and ideas for monitoring electronic messages employees are using for business purposes.
Join ACA as panelists discuss best practices regarding risk mitigation and ways to ensure products are accepted on the growing number of platforms.
Join ACA as panelists recap performance-related SEC actions from recent headlines and the SEC's proposed amendments to the Advertising and Cash Solicitation Rules.