RegTech Insights

Our RegTech professionals develop resources and insights to help investment adviser firms understand how technology can aid risk and compliance management and how to incorporate RegTech into their own programs. Below are our most recent insights.

Latest RegTech insights

abstract black and white looking up at building

ACA Technology Announces Release of ACA Regulatory Reporting 5.0

Key features include a redesigned user interface and the integration of Form 13F with Form PF.

Press Release
  • RegTech
  • ACA News
highway at night from overhead

5 Things Investment Advisers Need to Know about Regulatory Investment in Trade Surveillance

The SEC has demonstrated ongoing commitment to developing its technological capabilities for detecting financial crimes is impacting investment advisers across the industry. Here are 5 things investment advisers need to know.

Article
  • RegTech

On demand RegTech webcasts

ComplianceAlpha® 2021Q2 Demo

Join us as ACA's Jordan Schwartz will provide a live demo of the new features recently added to ComplianceAlpha®.

Webcast