Insights

The Financial Industry Regulatory Authority (FINRA) has issued an alert warning of reported phishing attempts using fake FINRA credentials. Per the notice, an ongoing email phishing campaign has been reported, in which the fake FINRA domain name of supports @finra-online.com is being used.

This week, ACA Compliance Group made the move to ACA Group, better known to our clients and industry partners as ACA.

The NFA issued a notice to members warning of reported phishing attempts using fake NFA credentials. The phishing campaign includes emails using a fake domain that mimics the NFA’s domain name.

Microsoft has reported that it has suffered four “zero-day” attacks targeting its on-premises email and calendaring Exchange Server products. The reported vulnerabilities apply to on-premises versions of Microsoft Exchange Server. Learn what steps to take to protect your firm.

There is just one week to go until Regulatory Horizon 2021 | Navigating Evolving Risks, our free-to-attend European based conference for financial services firms is running from 2-4 March. We outline five reasons why this event is worth adding to your calendar.

The Virginia Senate has unanimously passed the Virginia Consumer Data Protection Act (VCDPA) and once approved by the governor, the law is set to go into effect on January 1, 2023. This data privacy law would grant privacy rights and consumer protection to Virginia residents. Learn how to prepare for these new protections.