Insights
Private Fund Adviser Rules Cheat Sheet
Our SEC Private Fund Adviser Rules cheat sheet is designed to simplify these intricate regulations.
- Private Fund
- SEC
- Compliance
- Performance
ACA Group Advancing Beyond Boundaries by Clinching RegTech100 for Innovation and Growth
ACA is thrilled to announce that it has been recognized once again as a RegTech100 company for 2024 by RegTech Analyst.
- ComplianceAlpha
- RegTech
- ACA News
Laying the Groundwork for Future Shadow Trading Enforcement
The denial of a summary judgement in the SEC's case against a pharmaceutical company executive opens the door for the SEC to pursue other shadow trading cases.
- RegTech
- Compliance
- Trade Surveillance
Strategies to Transform Your Compliance Program with Technology - #1: Champion(s)
Having a knowledgeable, engaged business partner behind you will help ensure that technology is implemented effectively and adopted successfully.
- RegTech
- Compliance
The Corporate Transparency Act: The Latest Iteration of Customer Due Diligence in the Financial Crime Toolkit
FinCEN issued the Corporate Transparency Act to create greater transparency into the beneficial owners of small companies.
- AML and Financial Crime
- Compliance
The Slippery Slope of Private Fund Manager Issuer Exemption
For firms marketing privately-issued securities, whether as a private fund manager or issuer, ensuring their activity is compliant with FINRA or SEC regulations is essential.
- Distribution
ACA Launches ESG Portfolio Monitoring for Private Markets
Introducing ACA Vantage for ESG; a straightforward and comprehensive solution to track and analyze ESG data, and support PE, private credit, and leveraged loan portfolios.
- ESG
- ACA News
Private Fund Adviser Rules Timeline
Download a timeline that maps out each critical phase of the SEC's Private Fund Adviser Rules and the timeframes required to meet the rule's deadlines.
- Private Fund
- SEC
- Compliance
- Performance
Best Practices to Outsource Investment Performance Calculations
We share best practices to optimize your engagement with a third-party firm to calculate your firm's investment performance and maximize the benefits of a partnership.
- Performance
Thousands of Servers Exposed By Citrix Bleed Vulnerability
What is Citrix Bleed? Citrix Bleed (CVE-2023-4966) is a critical vulnerability affecting Citrix NetScaler ADC and NetScaler Gateway appliances. It is now being targeted by the Russian ransomware gang, LockBit.
- Cybersecurity