city blocks birds eye view night

Insights

Our unique perspective is informed by our real-world experience, deep subject matter expertise, and extensive client network.

GRC hot topics

Regulatory compliance insights and alerts

Cybersecurity alerts and insights

ESG

ESG alerts and insights

GIPS® standards and performance alerts and insights

RegTech insights and alerts

Insights and alerts related to the SEC's new Marketing Rule

Guidance and insights on regulatory proposals, enforcements, and risk alerts

1 of
curved glass building looking up at a blue sky

FCA Sets Sights on Private Markets and Portfolio Companies

The FCA is approaching private market firms to check how they consider governance both internally and with respect to their portfolio companies. Learn more about what this means for firms.

Compliance Alert
  • Compliance
  • FCA
cyber week image

Fireside Chat with Phil Venables and Mike Pappacena

We were delighted to host Phil Venables, Board Director and Senior Advisor (Risk and Cybersecurity) for Goldman Sachs at our first-ever Cyber Week. This fireside chat with Mike Pappacena, Partner, ACA Aponix is now available to watch on-demand.

Article
  • Cybersecurity
curved glass building looking up at a blue sky

OCC Supervision Priorities and Objectives for 2021

The OCC's Committee on Bank Supervision recently released the agency’s supervision priorities and objectives for fiscal year 2021. We summarized what trust companies' and bank asset managers' should ensure are adequately covered by risk, compliance, and internal audit.

Compliance Alert
  • Bank Asset Management
curved glass building looking up at a blue sky

Q4 2020 Regulatory Reporting Deadlines

Investment advisers must meet various regulatory filings requirements throughout the year. Below are the regulatory filing submission deadlines for the fourth quarter of 2020.

Compliance Alert
  • Compliance
ComplianceAlpha on laptop and mobile device with logo in background

RegTech Quarterly Update: Q3 2020

Quarterly recap of regulatory news and ACA insights related to RegTech from this past quarter, as well as what's new and coming soon to ComplianceAlpha.

ComplianceAlpha Update
  • RegTech
highway at night from overhead

ACA celebrates 10 years in Europe

Ten years ago, ACA Compliance Group opened in the UK to expand our global presence and better serve our clients doing business in Europe. Learn more about the services and solutions we now bring to clients around the world from our European team.

Article
  • ACA News
highway at night from overhead

Compliance Testing Action Plan (Downloadable Guide)

We’ve entered the fourth quarter and we understand that many firms are in a pinch to get their testing completed. To help you get started, we’ve developed an action plan to guide you through the key questions to ask as you get started on your existing testing plan or developing one.

Article
  • Compliance
abstract stock chart blue and white lines on purple background

Revisiting Best Practices for Trade and Market Abuse Surveillance (Downloadable Checklist)

We examine recent regulatory events around trade surveillance and market abuse and provide best practices that can be applied to your firm’s surveillance program.

Article
  • RegTech
  • COVID-19
  • Trade Surveillance
abstract circles of multiple sizes connected by lines

RiskMutation™ Strategic Roadmap: Building Operational Resilience

Building operational resilience – the ability to manage growing operational risks effectively, efficiently, and promptly - can help firms navigate the future of risk and compliance in the age of RiskMutation™. Get our operational resilience strategic roadmap here.

Article
  • Cybersecurity
  • RiskMutation
  • BCP
New York City from above at twilight

ACA Aponix Launches New PortCo Defend Cybersecurity Program

The one-of-a-kind cybersecurity status dashboard helps private equity firms monitor threats and anticipate risks for companies within their portfolio.

News
  • ACA News