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Regulatory change is here for Private Fund Advisers

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Hedge Fund Quarterly Update 2022 Q1

We are pleased to provide this latest update to keep you apprised of regulatory developments in the private fund and liquid alternatives space.

Article
  • Compliance
ACA

Private Markets Quarterly Update 2022 Q1

Learn more about recent regulatory developments industry insights in our Private Markets Quarterly Newsletter.

Article
  • Compliance
Marie Luchet

Marie Luchet Joins ACA Group as Managing Director for ESG

Marie Luchet has joined the firm as Managing Director of ESG, heading up the practice’s strategy and vision for Europe.

Press Release
  • ACA News
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Case Study: Global Investment Firm Turns to ACA's ARRMA to Boost Transaction Reporting

Examining how ACA's transaction reporting team and ARRMA services helped a global investment firm to identify several areas where improvements could be made, creating a usable roadmap for compliance with transaction reporting, as their firm grows into a multiple new asset classes.

Case Study
  • Trade & Transaction
  • FCA
  • Compliance
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Crypto Asset Meltdown May Have Far-Reaching Implications

Various regulators are working to clarify and expand their authorities over cryptocurrency assets, but with over $2 trillion in value wiped out since November 2021, market dynamics are driving changes faster than the regulators.

Article
  • Compliance
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What’s in the Updated UK Regulatory Initiatives Grid?

UK regulators and governing bodies recently published a coordinated approach for regulatory initiatives and a revised pipeline for financial services regulation over the next 24 months. We outline what these changes mean for firms, and what they need to plan for in the coming months to be sure to stay in line with regulatory expectations.

Compliance Alert
  • Compliance
  • ESG
  • FCA
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WatersTechnology Survey Report: Compliance Technology Challenges, Opportunities and What Firms Want

Download the whitepaper for key findings from a recent data and analytics survey carried out in conjunction with WatersTechnology.

Report
  • RegTech
Juneteenth

ACA Reflects on the Meaning of Juneteenth

ACA’s Connected Black Professionals Employee Resource Group is proud to continue this dialogue within ACA to foster and promote the talents and strengths of our black employees.

News
  • ACA News
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ComplianceAlpha Solves for MNPI and Code of Ethics Deficiencies

The SEC recently released a risk alert highlighting deficiencies in the areas of MNPI and the Code of Ethics Rule.

Article
  • RegTech
  • Compliance
  • ComplianceAlpha
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Firms Receive Phishing Attempts From False FINRA and SIPC Domains

ACA confirmed several firms received a wave of phishing emails from fake FINRA email domains.

Cyber Alert
  • Cybersecurity Resources
  • Cybersecurity