Industry Insights

Organizations that claim compliance with the Global Investment Performance Standards (GIPS®) are required to notify the CFA Institute via the GIPS Compliance Notification Form by June...

A tech-enabled compliance program is about more than just operational efficiency—it can become a competitive advantage. The shift from manual processes to tech-enabled solutions is...

The National Cybersecurity & Infrastructure Security Agency (CISA) along with partner organizations, published a joint advisory with partner organizations on May 21, 2025, detailing an...

ACA’s 2025 Conference brought together hundreds of compliance professionals, executives, and thought leaders to explore the most pressing issues shaping the financial services industry. Across...

Compliance testing ensures a company’s policies and procedures are aligned with established regulatory requirements. Effective testing goes beyond ticking boxes; it entails understanding the rationale...

Since Brexit, UK firms are facing unique challenges, balancing their obligations to the UK Financial Conduct Authority (FCA) and Her Majesty’s Treasury (HMT), as well...