A key pillar of the MiFID II regime is the record keeping requirements that underpin many of the new or...
Article
The end result of a firm’s efforts when claiming compliance with the Global Investment Performance Standards (GIPS®) is the delivery...
Article
Performance
Commodity trading firms ─ currently outside the scope from the regulatory prudential framework in the EU ─ now need to...
Article
Compliance with the Global Investment Performance Standards (GIPS®) is recognized as an industry best practice and has become a de...
Report
Performance
Investment management firms with operations in Hong Kong must turn its attention to the new Securities & Futures Commission (SFC)...
Article
Cryptocurrency is one of the financial industry’s most trending topics. But the increase in popularity has also brought an increase...
Compliance Alert
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