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Webcasts and Events

Join our interactive webcasts, dynamic GRC conferences, and a range of educational events designed to keep you and your team informed on the latest industry trends and best practices.

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Jul 11, 2017

Webcast

Marketing by Investment Advisers and Private Fund Managers

Investment advisers to both separately managed accounts and private funds need to market their advisory services and private funds in...

Jun 20, 2017

Webcast

Investment Company Training Series – Investment Company Act Focus on BDCs

ACA continues to offer a series of webcasts designed to provide training to compliance professionals regarding the requirements of the Investment...

Jun 20, 2017

Webcast

Discussion of Results: NSCP / ACA Aponix Cyber Survey

ACA recently partnered with the National Society of Compliance Professionals (NSCP) to create a survey that would provide financial services...

Jun 14, 2017

Webcast

Technology for your Compliance and Marketing Teams – Demonstration of ComplianceAlpha’s Marketing Review Solution

Managing the marketing review process can be a time-consuming and labor-intensive task. Many marketing reviews are conducted over email with...

Jun 6, 2017

Webcast

The Future of the GIPS Standards

Please join ACA, and Jonathan Boersma, Head of Professional Standards and Executive Director of the Global Investment Performance Standards (GIPS^®) at CFA...

Jun 1, 2017

Webcast

Part 3: Regulatory Challenges for Broker-Dealers with the DOL Fiduciary Rule

Please join ACA for a third webcast workshop designed to assist compliance professionals of broker-dealers in dealing with the potential...

Apr 18, 2017

Webcast

Social Media Management by Advisers

Please join ACA as our team provides insight into managing social media usage by investment advisers and their employees. Our...

Apr 12, 2017

Webcast

Introduction to Risk Management, Part 1: Vendor and Third-Party Risk

Information technology plays a central role in your business, so it’s important to understand potential risks, especially as they relate...

Mar 28, 2017

Webcast

FINRA Hot Topics for 2017

On January 4, 2017, FINRA released the eleventh edition of its “Regulatory and Examinations Priorities Letter.” As broker-dealer compliance personnel...

Mar 17, 2017

Webcast

Investment Company Training Series Webcast: Reporting Modernization Rules

ACA is offering the second of two webcasts designed to review and provide insight into the SEC’s recent rule adoptions...

Feb 21, 2017

Webcast

Investment Company Training Series – Liquidity Rule Requirements

ACA is offering the first of two webcasts designed to review and provide insight into the SEC’s recent rule adoptions...

Jun 6, 2019

Webcast

Qualified Opportunity Zone Funds

Real estate investment managers are creating Qualified Opportunity Zone Funds to take advantage of the recent tax law changes. Please...