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Jun 6, 2017
Webcast
The Future of the GIPS Standards
Please join ACA, and Jonathan Boersma, Head of Professional Standards and Executive Director of the Global Investment Performance Standards (GIPS®) at CFA...
Jun 1, 2017
Webcast
Part 3: Regulatory Challenges for Broker-Dealers with the DOL Fiduciary Rule
Please join ACA for a third webcast workshop designed to assist compliance professionals of broker-dealers in dealing with the potential...
Apr 18, 2017
Webcast
Social Media Management by Advisers
Please join ACA as our team provides insight into managing social media usage by investment advisers and their employees. Our...
Apr 12, 2017
Webcast
Introduction to Risk Management, Part 1: Vendor and Third-Party Risk
Information technology plays a central role in your business, so it's important to understand potential risks, especially as they relate...
Mar 28, 2017
Webcast
FINRA Hot Topics for 2017
On January 4, 2017, FINRA released the eleventh edition of its “Regulatory and Examinations Priorities Letter.” As broker-dealer compliance personnel...
Mar 17, 2017
Webcast
Investment Company Training Series Webcast: Reporting Modernization Rules
ACA is offering the second of two webcasts designed to review and provide insight into the SEC's recent rule adoptions...
Feb 21, 2017
Webcast
Investment Company Training Series – Liquidity Rule Requirements
ACA is offering the first of two webcasts designed to review and provide insight into the SEC's recent rule adoptions...
Jun 6, 2019
Webcast
Qualified Opportunity Zone Funds
Real estate investment managers are creating Qualified Opportunity Zone Funds to take advantage of the recent tax law changes. Please...
Feb 2, 2021
Webcast
Managing Portfolio Risk Post SolarWinds Breach
The SolarWinds Breach reported in December, 2020 had far-reaching consequences that touched many entities, and caused organizations such as the U.S....
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