Facing the FCA: Managing Scrutiny and Strengthening Compliance with Health Checks and Mock Exams
Join us on Tuesday, February 11, 2025, at 2pm GMT when we delve into practical strategies to enhance your firm's FCA compliance readiness.
As regulatory expectations grow more complex, ensuring your teams have the right knowledge and tools has never been more critical.
Our comprehensive training solutions are designed to keep your firm ahead of the curve, providing tailored programs that address global and regional compliance requirements, cybersecurity challenges, and industry best practices.
Our President, Carlo di Florio, recently joined Eliot Raman Jones of the Waters Wavelength podcast for an engaging discussion about the evolving regulatory landscape in financial services.
As the holidays approach, it’s time to evaluate your firm’s compliance and surveillance practices. Are your systems on Santa’s "Nice" list, ensuring robust oversight, or teetering on the "Naughty" side, risking regulatory scrutiny?
We explain the benefits of this type of funding and the considerations to take into account before choosing to do so.
While different financial markets offer significant opportunities, there are a number of things to consider before launching in a new jurisdiction.
Institutional investment managers with significant short positions must adopt new monthly reporting practices to meet SEC requirements.
In today's complex financial landscape, SEC-regulated firms face increased scrutiny around the monitoring and reporting of employees' personal trading activities.
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year
ACA Group introduces advanced features to its ACA Vantage for ESG platform, leveraging AI to help clients verify ESG data and streamline data management processes. This innovative solution empowers organizations to efficiently manage ESG requirements with greater accuracy and ease.
ACA Group Recognized at Pittsburgh Technology Council’s Tech 50
Join us on Tuesday, February 11, 2025, at 2pm GMT when we delve into practical strategies to enhance your firm's FCA compliance readiness.
Join us on 12 February 2025 as we highlight common pitfalls in ICARA implementation, including inadequate liquidity stress testing, poor wind-down planning, and unclear risk linkage.
Join us as our esteemed speakers explore trends in financial crime, examine key regional regulatory priorities, and provide actionable insights to strengthen AML and CFT programs.