Global Regulatory Outlook for Cybersecurity
Join our experts for a global update on key cybersecurity regulations, including SEC’s Regulation S-P amendments, EU’s DORA, AI Act, and more.
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Comprehensive Training Solutions
As regulatory expectations grow more complex, ensuring your teams have the right knowledge and tools has never been more critical.
Our comprehensive training solutions are designed to keep your firm ahead of the curve, providing tailored programs that address global and regional compliance requirements, cybersecurity challenges, and industry best practices.
Latest insights
Sharpen Your Pencils: Form ADV Updates are Due March 30
Advisers with a December 31 fiscal year end must file the annual amendment to Form ADV by March 30. Here are a few things to keep in mind when preparing the update.
Article
- Compliance
- SEC
Benchmarking Insights: Tracking the Impact of the Private Fund Adviser Rules
We captured insights into the Private Fund Adviser Rules through a series of polling questions and examine what they mean for firms.
Article
- Private Fund
- SEC
- Compliance
- Performance
Surveillance Program Gap Analysis Checklist
Download our checklist to ensure your surveillance program can weather changing the risk environment.
Article
- ComplianceAlpha
- Compliance
- eComms Surveillance
- Trade Surveillance
New Requirements for Broker-Dealer Execution Quality Reports
Amendments to Rule 605 also require attention from Investment Advisers and Investment Company Directors
Compliance Alert
- Compliance
- Broker-Dealer
- SEC
U.S. Regulatory Update – February 2024
This update covers new rules for asset-backed securities transactions, tips for filing Form ADV, FINRA's new rules for home offices and the remote office inspection program, the Corporate Transparency Act, and more.
Newsletter
- Compliance
- SEC
- FINRA
The FCA Proposes a New Approach to Publicise Investigations
The FCA’s recent proposal to publicise investigations should prompt investment firms to take a fresh look at compliance culture, platforms and testing.
Compliance Alert
- FCA
- Compliance
News
Five ACA Group Leaders Recognized Among the 2&20 Top 100 Most Influential People in the Service Provision for Alternative Investment Firms
Five ACA Group Leaders Recognized Among the 2&20 Top 100 Most Influential People in the Service Provision for Alternative Investment Firms
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year
ACA Group Revolutionizes ESG Data Management with Enhanced ACA Vantage for ESG Platform
ACA Group introduces advanced features to its ACA Vantage for ESG platform, leveraging AI to help clients verify ESG data and streamline data management processes. This innovative solution empowers organizations to efficiently manage ESG requirements with greater accuracy and ease.
Upcoming events
2025 ACA Conference
Join us in sunny Orlando, Florida for ACA's 2025 Conference, "Preparing Today, Protecting Tomorrow," where industry leaders and experts will converge to explore the evolving landscape of financial services.
Conference