Global Regulatory Outlook for Cybersecurity
Join our experts for a global update on key cybersecurity regulations, including SEC’s Regulation S-P amendments, EU’s DORA, AI Act, and more.
Webcast
Comprehensive Training Solutions
As regulatory expectations grow more complex, ensuring your teams have the right knowledge and tools has never been more critical.
Our comprehensive training solutions are designed to keep your firm ahead of the curve, providing tailored programs that address global and regional compliance requirements, cybersecurity challenges, and industry best practices.
Latest insights
2025 FINRA Regulatory Filings Calendar
Get ready for the year ahead with our FINRA Regulatory Filings Calendar. This user-friendly resource outlines key reporting deadlines and ongoing annual regulatory obligations in a clear, easy-to-follow format.
Article
- Compliance
- FINRA
Lessons learned about vendor management from Santa’s workshop
Santa’s workshop offers valuable insights for vendor management in the financial industry. With careful planning, continuous oversight, and high standards, firms can mitigate risks, enhance performance, and achieve seamless results.
Article
- Managed Services
- RegTech
- Compliance
Carlo di Florio's Take on the Regulatory Landscape of Financial Services
Our President, Carlo di Florio, recently joined Eliot Raman Jones of the Waters Wavelength podcast for an engaging discussion about the evolving regulatory landscape in financial services.
Article
- Compliance
Who's Been Naughty or Nice? Compliance Surveillance in 2024
As the holidays approach, it’s time to evaluate your firm’s compliance and surveillance practices. Are your systems on Santa’s "Nice" list, ensuring robust oversight, or teetering on the "Naughty" side, risking regulatory scrutiny?
Article
- Compliance
NAV Lending Regulatory Considerations
We explain the benefits of this type of funding and the considerations to take into account before choosing to do so.
Article
- Compliance
- SEC
Choosing Your Path to Launch Your Firm into a New Region
While different financial markets offer significant opportunities, there are a number of things to consider before launching in a new jurisdiction.
Article
- Compliance
- FCA
- SEC
News
Five ACA Group Leaders Recognized Among the 2&20 Top 100 Most Influential People in the Service Provision for Alternative Investment Firms
Five ACA Group Leaders Recognized Among the 2&20 Top 100 Most Influential People in the Service Provision for Alternative Investment Firms
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year
ACA Group Revolutionizes ESG Data Management with Enhanced ACA Vantage for ESG Platform
ACA Group introduces advanced features to its ACA Vantage for ESG platform, leveraging AI to help clients verify ESG data and streamline data management processes. This innovative solution empowers organizations to efficiently manage ESG requirements with greater accuracy and ease.
Upcoming events
2025 ACA Conference
Join us in sunny Orlando, Florida for ACA's 2025 Conference, "Preparing Today, Protecting Tomorrow," where industry leaders and experts will converge to explore the evolving landscape of financial services.
Conference