Facing the FCA: Managing Scrutiny and Strengthening Compliance with Health Checks and Mock Exams
Join us on Tuesday, February 11, 2025, at 2pm GMT when we delve into practical strategies to enhance your firm's FCA compliance readiness.
As regulatory expectations grow more complex, ensuring your teams have the right knowledge and tools has never been more critical.
Our comprehensive training solutions are designed to keep your firm ahead of the curve, providing tailored programs that address global and regional compliance requirements, cybersecurity challenges, and industry best practices.
Meeting the rigorous demands of institutional investors is essential for long-term success. Our checklist can help you build trust with investors.
Essential GRC checklist for FCA and SEC compliance to help you launch your venture successfully
Financial firms must meet various regulatory filings requirements throughout the year. These are the regulatory filing submission deadlines occurring from October through December 2024.
The CFTC approved some of the proposed amendments to CFTC Regulation 4.7.
FINRA has established streamlined reporting requirements for RSLs through Form U4.
The DOL was stalled in its most recent attempt to re-define an investment advice fiduciary under ERISA.
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year
ACA Group introduces advanced features to its ACA Vantage for ESG platform, leveraging AI to help clients verify ESG data and streamline data management processes. This innovative solution empowers organizations to efficiently manage ESG requirements with greater accuracy and ease.
ACA Group Recognized at Pittsburgh Technology Council’s Tech 50
Join us on Tuesday, February 11, 2025, at 2pm GMT when we delve into practical strategies to enhance your firm's FCA compliance readiness.
Join us on 12 February 2025 as we highlight common pitfalls in ICARA implementation, including inadequate liquidity stress testing, poor wind-down planning, and unclear risk linkage.
Join us as our esteemed speakers explore trends in financial crime, examine key regional regulatory priorities, and provide actionable insights to strengthen AML and CFT programs.