Facing the FCA: Managing Scrutiny and Strengthening Compliance with Health Checks and Mock Exams
Join us on Tuesday, February 11, 2025, at 2pm GMT when we delve into practical strategies to enhance your firm's FCA compliance readiness.
As regulatory expectations grow more complex, ensuring your teams have the right knowledge and tools has never been more critical.
Our comprehensive training solutions are designed to keep your firm ahead of the curve, providing tailored programs that address global and regional compliance requirements, cybersecurity challenges, and industry best practices.
ACA Group Acquires Encore Compliance to Enhance Managed Services Capabilities with AI Technology. Acquisition enhances ACA’s technology solutions to support day-to-day compliance requirements and reduce risk
On July 15, 2024, FINRA published an updated SRO/Jurisdiction Registration Fee Schedule that included a new column indicating which self-regulatory organizations (“SROs”) and jurisdictions recognized Residential Supervisor Locations (“RSLs”).
An automated update released by CrowdStrike overnight had a technical issue that caused Windows devices receiving the update to crash.
Learn practical insights and actionable steps for U.S.-based firms contemplating building a presence in the UK or seeking to market to EU investors without a permanent presence.
We have reason to believe the SEC has begun its targeted examinations of investment advisers to assess their compliance with the T+1 transition.
Advisers’ concerns of off-channel communications eclipsed the Marketing Rule as the top compliance concern, according to the 2024 Investment Management Compliance Testing Survey.
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year
ACA Group introduces advanced features to its ACA Vantage for ESG platform, leveraging AI to help clients verify ESG data and streamline data management processes. This innovative solution empowers organizations to efficiently manage ESG requirements with greater accuracy and ease.
ACA Group Recognized at Pittsburgh Technology Council’s Tech 50
Join us on Tuesday, February 11, 2025, at 2pm GMT when we delve into practical strategies to enhance your firm's FCA compliance readiness.
Join us on 12 February 2025 as we highlight common pitfalls in ICARA implementation, including inadequate liquidity stress testing, poor wind-down planning, and unclear risk linkage.
Join us as our esteemed speakers explore trends in financial crime, examine key regional regulatory priorities, and provide actionable insights to strengthen AML and CFT programs.