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Who We Serve

Over 3,500 leading financial services firms trust us to help them protect and grow their business.

Firm types we serve

We provide bank asset management groups engaged in trust, custody, and investment management activities with risk, compliance, and internal audit consulting services leveraging techniques used by banking regulators and industry leaders.

We help implement compliance and supervisory programs that address FINRA and SEC regulations.

We help CFTC registrants and NFA members to streamline their business and operational processes and improve the quality and effectiveness of their compliance programs.

We help firms align their advisory processes with regulatory requirements and the expectations of the SEC and the CFTC.

We help hedge fund managers enhance their operational and business processes and comply with the Investment Advisers Act of 1940 and industry best practices.

We help investment advisers ensure their compliance with the Investment Advisers Act of 1940 and industry best practices.

We help prepare registered investment companies, as well as their boards, sponsors, advisers, sub-advisers, and service providers, for the rigors of SEC examinations.

We help private equity, private debt, venture capital, and real estate fund managers as well as their portfolio companies comply with the Investment Advisers Act of 1940 and industry best practices.

We work closely with investment and operations teams providing pre-and post-deal technology, cybersecurity, privacy, and ESG transaction advisory services and portfolio company oversight.

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Our market share

Money Managers

88%

Of the top 50 money managers, as noted in the ADV Ratings September 2020 ranking data

Hedge Fund Managers

85%

Of the top 100 hedge fund managers, as noted in the May 2020 edition of Hedge Fund Alert

Private Equity Funds

84%

Of the top 100 private equity funds, as noted in the May 2020 PEI 300

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Trusted by leading financial services firms worldwide

We work with over 3,500 financial services firms worldwide to build scalable and progressive GRC programs that help them protect and grow their business. Our innovative and scalable approach integrates expert advisory, on-demand managed services, and award-winning technology that can be tailored to your unique needs.

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Helping risk and compliance functions across your firm

  • Risk and Compliance Leaders
  • Risk and Compliance Teams
  • General Counsel and Legal Teams
  • Marketing and Performance Teams
  • ESG Teams
  • CIOs/CTOs/CISOs
  • Information Technology and Security Teams
  • Investor Relations Teams

News

Michael Borts joins ACA Group as the new Chief Technology Officer

Michael Borts has joined the firm as Chief Technology Officer (CTO) to lead ACA’s technology development, vision, and strategy. In his role, he will oversee all product development for ACA’s award-winning ComplianceAlpha® regulatory technology platform and technology enablement at the firm.

ACA Group Acquires Catelas to Create Industry-first 360 Surveillance Offering

The acquisition of Catelas further enhances the holistic surveillance capabilities of ACA’s RegTech platform. Catelas’ patented technology automates the mapping of how people connect and form groups within a firm, isolates collusion risk, and detects high-risk behaviors.

ACA Group and the Investment Adviser Association Announce Strategic Partnership

ACA Group (ACA), a leading provider of governance, risk, and compliance (GRC) advisory services and technology solutions, today announced that it has entered into a strategic partnership with the Investment Adviser Association (IAA), a leading organization dedicated to advancing the interests of investment advisers.

Upcoming events

Common Practices for GIPS® Compliance

ACA has gathered all the common best practices of performance teams complying to the GIPS standards and will discuss the most common question we receive from clients, "What do other firms do?"

Webcast

Compliance Officer: The Roles and Responsibilities - 21 October 2021

The role of the Compliance Officer is a mandatory position in all firms in the Financial Services Industry. They play a major role in assisting Senior Management to ensure that appropriate and effective systems and controls are in place to achieve and maintain compliance with the applicable Rules. While the nature of the Compliance Function is likely to differ from one firm to another, this course provides an easy to follow breakdown of what the Regulator expects of a Compliance Officer and explains, in practical terms how the regulatory expectations and those of Senior Management can be achieved.

Online Training