As part of ACA, our in-house regulatory and performance experience is leveraged to help your firm understand the broader picture of compliance. We draw from our experience and regulatory insight to help your firm understand industry best practices and the range of compliance issues that your peers face today.

FINRA Leverages the GIPS Standards for Standardizing Private Placement Performance Marketing

FINRA's release of Regulatory Notice 20-21 allows the use of IRR for investments or funds that have been fully realized but further requires utilizing the calculation methodologies of the GIPS standards.

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Case Study: Comprehensive GIPS Management and Oversight

By outsourcing the management of its GIPS standards framework, the firm achieved efficiency and scalability, allowing internal teams to focus on core investment responsibilities while mitigating the risk of falling out of compliance with the GIPS standards.

Case Study
  • Performance
  • GIPS Standards
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Case Study: Streamlining Performance Calculations and Vendor Due Diligence

Our investment performance team helped a fund of fund manager meet the SEC’s Marketing Rule requirements and provide outsourced performance calculations to help them expand into the SMA business.

Case Study
  • Performance
  • SEC Marketing Rule
Interval and Tender Offer Funds

ILPA's Revised Reporting Template for the Private Equity Industry

The Institutional Limited Partners Association (ILPA) recently released a new version of the ILPA Reporting Template.

Compliance Alert
  • Performance
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Case Study: Outsourcing to Streamline IRR Calculations for Fundraising Success

Our investment performance team collaborated with a global private equity and credit manager to calculate IRRs and associated multiples required for meeting bank platform standards during fundraising.

Case Study
  • Performance
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ACA’s Most Popular Webcasts of 2024

ACA’s Most Popular Webcasts of 2024

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  • RegTech
  • ComplianceAlpha
  • eComms Surveillance
  • Cybersecurity
  • Performance
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The CFA Institute Finalized Guidance Statement for OCIO Portfolios

The guidance statement helps OCIO firms claim compliance with the Global Investment Performance Standards.

Article
  • Performance
  • GIPS Standards

Performance webcasts

The New Marketing Rule: A Focus on Performance

Join ACA and K&L Gates for a detailed explanation of the specific performance requirements, how they differ from prior no-action letters, and what steps a firm should take now in order to be ready by the deadline.

Webcast

FAQs: Amendments to the Marketing & Advertising Rule

Join ACA for a complimentary webcast in which we'll provide answers to the most frequently asked questions we've received in response to the new marketing rule and its implications.

Webcast