India’s financial regulator recently issued a sweeping interim order against a global trading firm, barring it from accessing the country’s securities markets. The regulator accused...
The SEC met on June 11, 2025, to extend the compliance deadline for the Form PF amendments adopted on February 8, 2024, for a second...
The FCA, in collaboration with NVIDIA, a global leader in accelerated computing and AI infrastructure, is now accepting applications for its new Supercharged Sandbox—an enhanced...
The FCA has made surveillance a top enforcement priority for 2025, with Therese Chambers warning firms that market abuse controls must be ‘predictable, proportionate, and...
As part of the European Market Infrastructure Regulation (EMIR) Refit, the FCA and Bank of England have proposed changes to EMIR Article 9 reporting. Although...
Moving beyond ESG buzzwords to focus on clarity, credibility, and long-term value creation. Insightful conversations at the recent 2025 IA Sustainability and Responsible Investment Conference...