Industry Insights

At ACA Group, our financial industry insights are shaped by real-world experience, deep expertise, and a vast client network.

Compliance testing ensures a company’s policies and procedures are aligned with established regulatory requirements. Effective testing goes beyond ticking boxes; it entails understanding the rationale...

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Compliance, FCA, SEC

Using regulatory technology (RegTech) to enhance a firm’s compliance program is quickly becoming a necessary requirement. With regulators’ increased use of technology to detect issues,...

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ADGM, Compliance, DFSA, FCA, RegTech, SEC

Regulatory compliance remains a moving target for firms operating across multiple jurisdictions. Enforcement priorities continue to change requiring firms to adapt to growing regulatory complexity. ...

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CFCT, Compliance, ESMA, FCA, FINRA, NFA, SEC