Industry Insights

At ACA Group, our financial industry insights are shaped by real-world experience, deep expertise, and a vast client network. 

ACA’s 2025 Conference brought together hundreds of compliance professionals, executives, and thought leaders to explore the most pressing issues shaping the financial services industry. Across...

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ACA News, Artificial Intelligence (AI), CFTC, Compliance, Cybersecurity, Distribution, eComms Surveillance, ESG, Investment Adviser, Managed Services, NFA, Performance, Private Fund, RegTech, SEC, SEC Marketing Rule

Compliance testing ensures a company’s policies and procedures are aligned with established regulatory requirements. Effective testing goes beyond ticking boxes; it entails understanding the rationale...

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Compliance, FCA, SEC

Using regulatory technology (RegTech) to enhance a firm’s compliance program is quickly becoming a necessary requirement. With regulators’ increased use of technology to detect issues,...

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ADGM, Compliance, DFSA, FCA, RegTech, SEC

Regulatory compliance remains a moving target for firms operating across multiple jurisdictions. Enforcement priorities continue to change requiring firms to adapt to growing regulatory complexity....

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CFCT, Compliance, ESMA, FCA, FINRA, NFA, SEC