Compliance Oversight Simplified with ACA ComplianceAlpha
Technology-driven solutions to streamline compliance oversight.
Looking to innovate and secure your approach to regulatory compliance? Turn to ACA ComplianceAlpha®’s advanced suite of solutions. Our integrated tools empower you to streamline processes, strengthen cybersecurity posture, and maintain robust compliance program management. Discover how our technology creates efficiencies that help you:
- Streamline compliance activities and documentation for enhanced efficiency.
- Simplify approval workflows for sales and marketing materials and promotions.
- Ensure robust AML KYC/CIP compliance with efficient screening, monitoring, and reporting.
- Strengthen cybersecurity with tech-enabled solutions to assess risk, manage third-party exposure, and help meet regulatory expectations.
- Centralize and manage employee training to ensure compliance.
Ready to tech-enable your compliance oversight? Book a consultation today.
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ACA’s integrated compliance oversight solutions.
Navigating the complexities of compliance requires a comprehensive approach. ACA’s ComplianceAlpha RegTech platform offers a suite of advanced solutions designed to streamline and enhance your oversight capabilities. Discover our solutions that integrate seamlessly to manage risk and ensure regulatory adherence:
Compliance Management
Digitize risk monitoring, policy management and compliance activity tracking, integrated with a library of compliance content written and updated by ACA’s experts.
AML and Sanction Checks
Mitigate regulatory risks, keep pace with industry best practices, and support AML programs powered by industry-leading AI-driven financial crime risk data and detection technology.
Marketing and Financial Promotion Reviews
An end-to-end technology workflow to automate and increase the efficiency of reviewing and approving your firm’s sales, marketing, and promotional materials—including a disclosure/disclaimer library and a rules engine that leverages automation.
eLearning and Education
Simplify and centralize employee training requirements, tracking, and administration using our web-based training modules and third-party content.
Cybersecurity
Gain control over cyber risk with smart tools for assessments and third-party oversight, and demonstrate accountability to regulators, clients, and investors.
Tech-enable your compliance oversight with ComplianceAlpha
Elevate your compliance program with our integrated solutions designed for excellence. Experience how ComplianceAlpha can enhance your oversight capabilities. Schedule a demo today.
Client perspectives
We’re certain we can be your ideal partner. But our clients say it best.
ACA Mirabella provides exceptional compliance and regulatory host services, demonstrating impressive competence and responsiveness. Their team consistently offers insightful, timely guidance that ensures regulatory requirements are met efficiently and effectively. We benefit from their deep industry knowledge and proactive approach, making the compliance process smoother and more manageable. ACA Mirabella’s dedication to high-quality service truly sets them apart as a valuable partner in navigating complex regulatory landscapes.
Bruno Pajusco, Founder – CEO, Keridion Capital Management
Compliance and regulatory hosting is a very critical function for us and we wanted to ensure the provider had a long track record, deep bench and good connectivity with banks and other service providers. We evaluated a number of regulatory host providers. ACA Mirabella was our choice as they were ahead of the competition in all the above. In addition, we appreciated their professionalism and advice through the process. Partnering with ACA Mirabella them will allows us to fully focus on investing, knowing we have the right monitoring and controls in place.
Manav Gupta, Founder and CIO, ASVA Investment Partners LLC
Mirabella have been an excellent partner assisting us with our strategic marketing solutions since 2020. The team are both knowledgeable and responsive. There is a depth of understanding of the complex regulatory rules that befits the organisation. They also have a pragmatic approach delivering workable solutions to the complex issues. We are a small marketing team and having Mirabella as an extension of our business has been invaluable.
Jordan Kitson (Chief Financial Officer) – Bury Street Capital Limited
Why ACA?
Experience the ACA advantage with ComplianceAlpha.
Here’s what sets us apart:
Expertise
Developed and backed by 200+ former regulators and compliance officers.
Innovation
Award-winning technology integrating risk, compliance, and cybersecurity.
Global Reach
Trusted by 1,600+ leading financial firms worldwide.
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Industry endorsements
FAQs
Compliance Oversight
What is ComplianceAlpha® and how does it support compliance oversight?
ComplianceAlpha is ACA’s integrated RegTech platform that streamlines risk and compliance management for financial services firms. It centralizes compliance operations across functions such as marketing review, control room, eLearning and compliance management. It enables monitoring, automated workflows, and detailed audit trails to improve oversight and exam readiness.
Why is it important for financial services firms to streamline compliance oversight?
Streamlining compliance oversight helps firms reduce manual burden and human error, enhance operational efficiency, simplify approval workflows, strengthen cybersecurity, and maintain ongoing regulatory compliance.
What are the risks of not having a compliance oversight program?
Without a structured compliance oversight program, financial services firms face greater risk of regulatory penalties, reputational damage, operational disruptions, and loss of client trust. Non-compliance can also lead to legal consequences and business continuity risks.
What are the benefits of automating compliance monitoring?
Automation improves accuracy, reduces the risk of human error, saves time, and enables issue detection. It also helps firms proactively address compliance risks and improve preparedness for audits and regulatory exams.
What compliance functions can be automated with ACA’s ComplianceAlpha?
ComplianceAlpha automates key oversight functions such as marketing and financial promotions review workflows, restricted and watch list management, deal and conflict approvals, and policy attestation tracking.
What are common compliance challenges faced by financial services firms?
Firms often struggle to keep up with evolving regulatory requirements, manage growing volumes of data, coordinate cross-functional approvals, and maintain accurate records for audits or exams.
How does ComplianceAlpha assist with audits or regulatory exams?
ComplianceAlpha maintains a centralized system of record with built-in audit trails, approval history, and reporting features. These capabilities support faster, more organized responses to regulators and internal stakeholders.
What reporting capabilities does ComplianceAlpha offer?
The platform provides automated reports, , and configurable analytics. These tools help compliance teams track activity, identify trends, and demonstrate program effectiveness to boards or regulators.
How does ComplianceAlpha use AI to improve compliance oversight?
The platform uses AI to identify anomalies and high-risk activity within documentation and workflows. These capabilities help prioritize review items and enhance oversight without increasing manual workload.
How does ComplianceAlpha stay up to date with changing regulations?
ACA continuously monitors global regulatory changes and updates the platform accordingly. This helps firms stay compliant and avoid gaps in oversight due to outdated processes or documentation.
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