Bringing together the industry’s most experienced professionals to provide a full suite of solutions to the financial services industry.
ComplianceAlpha® is our award-winning RegTech solutions platform that integrates risk and compliance activities, automated surveillance, testing, dashboard reporting, analytics, managed services, and more. See why ComplianceAlpha is helping over 1,000 leading financial services firms worldwide build more scalable and resilient compliance programs.
Over 6,300+ financial services firms trust us to help them protect and grow their business.
Of the top 50 money managers, as noted in the ADV Ratings September 2021 ranking data
Of the top 100 hedge fund managers, as noted in the May 2021 edition of Hedge Fund Alert
Of the top 100 private equity funds, as noted in the June 2021 PEI 300
We’ve been in your shoes - when you work with us, you’ll have the peace of mind that comes from working with the most trusted and experienced GRC advisor in the financial services industry.
Our team’s unique combination of talent includes the largest number of former regulators, compliance professionals, legal professionals, and GIPS standards verifiers in the industry, along with practitioners in cybersecurity, performance, ESG, and technology.
We derive immense pride from the quality of our work, the excellence of our client service, and the integrity of our team. We are committed to delivering quality, high-touch service and solutions tailored to your business.
Our unique perspective is informed by the insights, trends, and benchmarking data gathered from over 6,300 GRC clients.
Our innovative approach integrates expert consulting, on-demand managed services, and cutting-edge technology to help our clients build scalable and demonstrable compliance programs.
ACA is proud to celebrate Hispanic Heritage Month from September 15 - October 15 alongside our Hispanic/Latinx Organization for Leadership and Advancement (HOLA) Employee Resource Group (ERG)!
New partnership with LeapXpert will help financial firms surveil multiple messaging channels to meet client expectations while ensuring regulatory compliance.
The 2023 Investment Management Compliance Testing Survey results reveal marketing is still the top compliance concern. Cybersecurity and electronic communications follow closely behind.
This webcast will dig in to the new requirements for quarterly investor reporting, how it impacts firms, and provide actionable steps for compliance with these new requirements.