abstract time lapse birds eye view of highway overpasses at night

ACA Group: Reimagine GRC

ACA Compliance Group is now ACA Group. We are the leading governance, risk, and compliance (GRC) advisor in financial services.

Conference
Join us for 3 days of carefully curated sessions that will focus on how GRC professionals can reimagine, innovate, and strengthen their programs using the latest industry insights, peer perspectives, and best practices.

Webcast
Join us on Tuesday April 27 for a live demo of the latest innovations for ComplianceAlpha®, including new features and technology such as natural language processing (NLP) for marketing reviews and legal document tracking (side letters and NDAs), a new integrated eLearning solution, and more.

Report
ACA's Carlo di Florio discusses the financial industry trends and broader forces impacting risk and compliance management in the year ahead and what risk and compliance leaders need to know to stay ahead of the curve.

1 of

Scalable GRC solutions tailored to your business

We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape.

Address financial crimes-related threats and regulatory concerns with our team of former regulators and auditors.

Strengthen your compliance program with our global team of compliance professionals.

Build cyber and operational resilience across your firm with our ACA Aponix® cybersecurity and technology risk experts.

Gain clarity on your firm’s ESG requirements and build a strong compliance program with our dedicated ESG advisory practice.

Maximize your firm’s time and efficiency with our technology-powered managed services.

Get your firm up and running quickly with our regulatory hosting support services in Europe.

Stay in compliance with the GIPS® standards and investment performance rules with the world’s largest team of GIPS standards verifiers.

Build a scalable and resilient compliance program with our ComplianceAlpha® regulatory technology  platform backed by managed services support.

1 of
compliancealpha risk matrix screen on laptop on desk
Solution Spotlight

Tech-powered managed services

ComplianceAlpha® is our award-winning regulatory technology platform that integrates risk and compliance activities, automated surveillance, testing, dashboard reporting, analytics, and managed services. See why ComplianceAlpha is helping over 800 financial services firms worldwide build more scalable and resilient compliance programs.

Who we serve

Over 3,500 financial services firms trust us to help them protect and grow their business.

Money Managers

88%

Of the top 50 money managers, as noted in the ADV Ratings September 2020 ranking data

Hedge Fund Managers

85%

Of the top 100 hedge fund managers, as noted in the May 2020 edition of Hedge Fund Alert 

Private Equity Funds

84%

Of the top 100 private equity funds, as noted in the May 2020 PEI 300

woman wearing headphones working on a laptop computer

We understand your challenges and what you need to protect your business.

We’ve been in your shoes - when you work with us, you’ll have the peace of mind that comes from working with the most trusted and experienced GRC advisor in the financial services industry.

Our team’s unique combination of talent includes the largest number of former regulators, compliance professionals, legal professionals, and GIPS standards verifiers in the industry, along with practitioners in cybersecurity, performance, ESG, and regulatory technology.

asian man with headphones and laptop working from home

We hold ourselves accountable for excellence in everything we do.

We derive immense pride from the quality of our work, the excellence of our client service, and the integrity of our team. We are committed to delivering quality, high-touch service and solutions tailored to your business.

man with glasses looking at charts on a laptop

We have our finger on the pulse of today's evolving risk and regulatory environment.

Our unique perspective is informed by the insights, trends, and benchmarking data gathered from over 3,500 GRC clients.

woman in yellow shirt on video call

We can grow with you as your business grows.

Our innovative approach integrates expert consulting, on-demand managed services, and cutting-edge technology to help our clients build scalable and demonstrable compliance programs.

Latest insights

Birds eye Manhattan 1200x900.jpg

GIPS Compliance & Verification FAQ

There are a number of important considerations that must be made before a firm can attain compliance with the GIPS standards. In the following, we describe a few of the most common questions that firms often ask as they consider taking on this initiative.

Article
  • Performance
abstract blue shapes connected by dots of light

Microsoft® Patches Critical Vulnerabilities; Zoom Vulnerability Discovered

Learn about the new software patches Microsoft released on April 14, 2021 to address 19 critical vulnerabilities as well as a new Zoom vulnerability discovered at the Pwn2Own white hat hacker event.

Cyber Alert
  • Cybersecurity
ESG trees 1200x900.jpeg

SEC Keeps ESG Momentum with Release of Risk Alert

On Friday, April 8, 2021, the SEC’s Division of Examinations issued a Risk Alert for ESG Investing, putting an exclamation point on ESG being a top priority for the Commission.

Compliance Alert
  • ESG
  • Compliance
  • SEC
cyber code

The Microsoft® Exchange® Server Breach: What’s Next and What To Do

​​​​​​​When Microsoft announced patches for the four “zero-days” that were revealed on March 2, 2021, the full extent of the vulnerability was not known. Security experts continue to notify victims, coordinate remediation, and suggest remaining vigilant for “stage 2” of this attack, i.e., further exploitation of the backdoors left on the already-compromised servers.

Article
  • Cybersecurity

ACA Group Announces ComplianceAlpha® 2021Q2 with New Features Designed to Help Financial Services Firms Meet Increasing Demands for Digitizing Compliance Programs

ComplianceAlpha 2021 Q2 introduces a suite of new features and sophisticated technology enhancements designed to help firms globally build more comprehensive and scalable GRC programs in line with the expectations of regulators, boards, management, clients, and investors.

News
  • ComplianceAlpha
  • Regulatory Technology

ComplianceAlpha® 2021Q2 Introduces New Features for Marketing Reviews, Legal Documents, eLearning, and More

ComplianceAlpha 2021Q2 includes new features and technology such as natural language processing (NLP) for marketing reviews and legal document tracking (side letters and NDAs), a new integrated eLearning solution, and more.

ComplianceAlpha Update
  • Regulatory Technology
  • ComplianceAlpha

News

ACA Group Announces ComplianceAlpha® 2021Q2 with New Features Designed to Help Financial Services Firms Meet Increasing Demands for Digitizing Compliance Programs

ComplianceAlpha 2021 Q2 introduces a suite of new features and sophisticated technology enhancements designed to help firms globally build more comprehensive and scalable GRC programs in line with the expectations of regulators, boards, management, clients, and investors.

Russell Investments Selects ACA Group’s ComplianceAlpha to Modernize Their Risk and Compliance Program from a Single Platform

Russell Invesments has selected ACA's ComplianceAlpha® to help modernize and streamline their compliance program.

We Are Now ACA Group

This week, ACA Compliance Group made the move to ACA Group, better known to our clients and industry partners as ACA.

Upcoming events

ComplianceAlpha® Demo

Join us as ACA's Jordan Schwartz will provide a live demo of the new features recently added to ComplianceAlpha®.

Webcast