Home Resources
Resources
Engage with ACA’s partners, professionals, and thought leaders as they share insights and resources on emerging issues and technical topics related to governance, risk, and regulatory compliance.
Industry Insights
SEC Action Extends Form PF Filing Deadline, Further Extensions May Follow
The SEC met on June 11, 2025, to extend the compliance deadline for the Form PF amendments adopted on February...
The FCA’s Supercharged Sandbox: A Game Changer for AI Innovation
The FCA, in collaboration with NVIDIA, a global leader in accelerated computing and AI infrastructure, is now accepting applications for...
Inside Your Surveillance Programme: What the FCA and Investors Expect in 2025
The FCA has made surveillance a top enforcement priority for 2025, with Therese Chambers warning firms that market abuse controls...
Events and Webinars
Understanding DOJ’s Data Security Rules: A Compliance Wake-Up Call for Financial Firms
The U.S. Department of Justice (DOJ) has issued new rules restricting access of sensitive personal and government-related data to designated...
Investment Performance and Compliance: What Wealth Managers Need to Know
Properly portraying investment performance is essential. It is key to meeting regulatory requirements, attracting investors, and maintaining investor confidence. Yet...
Managing Third-Party AI Risk: What Firms Need to Know
Third-party vendors now support many core business functions, and the rapid adoption of AI is accelerating both innovation and exposure....