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Engage with ACA’s partners, professionals, and thought leaders as they share insights and resources on emerging issues and technical topics related to governance, risk, and regulatory compliance.
Industry Insights
How Investment Advisers Should Approach AI Risk and Governance?
Learn how investment advisers are using AI, what’s driving adoption, and the governance and compliance steps needed to manage risk responsibly.
Proposed Clarifications to the Scope of Securities Exchange Act of 1934 Rule 15c2-11
The SEC has proposed amendments requiring brokers and dealers to meet specific due diligence requirements before initiating or resuming quotations for equity securities, including crypto assets structured as equities, outside of national securities exchanges.
How Valuation Decisions Ripple Through Private Credit Structures
Explore how valuation drives net asset value behavior, fees, and liquidity in private credit, and what boards, advisers, and regulators expect under today’s frameworks.
Events and Webinars
Apr
21
Adopting AI Governance as UK and EU Scrutiny Intensifies
Discover how UK and EU financial services firms can responsibly adopt and govern AI under evolving FCA expectations and regulatory frameworks.
Apr
15
2026 ACA Conference
Join us in Nashville Wednesday, April 15 to Friday, April 17 for three days of forward-thinking insights, practical strategies, and...
Mar
26
Broker-Dealer Chaperoning for U.S. Market Access
Expanding into the U.S. market means navigating the requirements of SEC Rule 15a‑6, which governs how foreign broker‑dealers and non‑U.S....