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Compliance Technology Managed Services Cybersecurity ESG Performance Regulatory Hosting Distribution
The only end-to-end governance, risk, and compliance partner for financial institutions—combining expert advisory and powerful technology to reduce risk, fuel growth, and protect your firm.
Enhance your governance, risk, and compliance programs
Partner with ACA Group for innovative technology, scalable managed services, and expert advisory solutions that integrate seamlessly with your operations, allowing you to focus on your core business while we handle the complexities of compliance.
I need help building or reviewing my GRC programs, training my team, and ongoing support.
I want to outsource my routine tasks and get help with day-to-day execution.
I want to automate processes, conduct surveillance, and gain real-time visibility into my programs.
Advisory Services
Gain industry expertise at your fingertips. Our team of former regulators and practitioners are experts in:
- Compliance
- Cybersecurity
- Distribution
- AML Risk Management
- Investment Performance
- Regulatory Hosting
- Compliance Training
Managed Services
Extend the power of your team with ours. Our team can help with:
- Code of Ethics and Personal Trading Support
- Electronic Communications
- Expert Network Chaperoning
- Investment Performance
- KYC/CIP Onboarding
- Outsourced Chief Compliance Officer
- Regulatory Filings
- Social Media and Online Presence Review
- Staff Augmentation
Technology Solutions
Streamline your day-to-day with regulatory technology built by compliance professionals to support:
- Compliance Management
- Marketing Reviews
- eLearning and Education
- AML and Sanction Checks
- Cybersecurity and Risk Technology
- eComms, Capture, Archive, and Surveillance
- Employee Compliance
- Market Abuse Surveillance
- Transaction Cost Analysis
- Control Room Compliance
Advisory Services
Industry expertise at your fingertips.
- Compliance
- Cybersecurity
- Distribution
- AML Risks
- Investment Performance
- Regulatory Hosting
- Compliance Training
Managed Services
Extend the power of your team with ours.
- Code of Ethics and Personal Trading Support
- Electronic Communications
- Expert Network Chaperoning
- Investment Performance
- KYC/CIP Onboarding
- Outsourced Chief Compliance Officer
- Regulatory Filings
- Social Media and Online Presence Review
- Staff Augmentation
Technology Solutions
Streamline and simplify your day to day with regulatory technology.
- Compliance Management
- Marketing Reviews
- eLearning and Education
- AML and Sanction Checks
- Cybersecurity and Risk Technology
- eComms, Capture, Archive, and Surveillance
- Employee Compliance
- Market Abuse Surveillance
- Transaction Cost Analysis
- Control Room Compliance
Advisory Services
I need help building or reviewing my GRC programs, training my team, and ongoing support.
Managed Services
I want someone to complete routine tasks and help with day to day execution.
Technology Solutions
I want to automate processes, conduct surveillance, and gain real-time visibility into my programs.
Not sure which solutions you need?
Launch, grow, and protect your business with ACA.
Spinout, start a new fund, or expand into new jurisdictions.
Scale your program and adapt as your business evolves.
Meet increased regulatory demands and safeguard your operations and reputation.
I’m looking to...
Register with the SEC, CFTC, NFA or FINRA
Launch or expand globally
Seek authorization with FCA
Launch an ETF or ETC
Start a new fund
Get started registering your reps
Seek a go-to-market strategy support
Build a compliance program from scratch
Explore regulatory hosting
Build an incident response program
I’m looking to...
Get help reviewing my compliance manual and other policies
Simplify my day to day with ongoing compliance support
Meet regulatory filing commitments such as Form ADV, 13F, Blue Sky, Form PF, and more
Streamline my investment performance reporting and calculations
Outsource my compliance function (OCCO)
Digitize and future-proof my compliance program with technology
Gain outsourced support for special projects
Assess my readiness for upcoming regulatory changes
Leverage ongoing managed services to help scale my program
I’m looking to...
Guidance on regulatory requirements and new rules
Assess my cyber risk
Participate in a mock regulatory exam
Test my IT systems for vulnerabilities
Run a SEC cyber mock audit
Leverage technology to help with code of ethics and employee compliance
Manage my cyber risk
Implement comprehensive market abuse and eComms surveillance
Evaluate my ESG policies
Oversee my portfolio companies cyber and ESG risk
What do you need help with?
I’m looking to…
Register with the SEC, CFTC, NFA or FINRA
Launch or expand globally
Seek authorization with FCA
Launch an ETF or ETC
Start a new fund
Get started registering your reps
Seek a go-to-market strategy support
Build a compliance program from scratch
Explore regulatory hosting
Build an incident response program
I’m looking to…
Register with the SEC, CFTC, NFA or FINRA
Launch or expand globally
Seek authorization with FCA
Launch an ETF or ETC
Start a new fund
Get started registering your reps
Seek a go-to-market strategy support
Build a compliance program from scratch
Explore regulatory hosting
Build an incident response program
I’m looking to…
Get help reviewing my compliance manual and other policies
Simplify my day to day with ongoing compliance support
Meet regulatory filing commitments such as Form ADV, 13F, Blue Sky, Form PF, and more
Streamline my investment performance reporting and calculationsx
Outsource my compliance function (OCCO)
Digitize and future-proof my compliance program with technology
Gain outsourced support for special projects
Assess my readiness for upcoming regulatory changes
Leverage ongoing managed services to help scale my program
I’m looking to…
Guidance on regulatory requirements and new rules
Assess my cyber risk
Participate in a mock regulatory exam
Test my IT systems for vulnerabilities
Run a SEC cyber mock audit
Leverage technology to help with code of ethics and employee compliance
Manage my cyber risk
Implement comprehensive market abuse and eComms surveillance
Evaluate my ESG policies
Oversee my portfolio companies cyber and ESG risk
Client Perspectives
We’re certain we can be your ideal partner. But our clients say it best.
ACA has helped us improve our compliance program through the use of sophisticated technology and increased economies of scale, efficiencies, and standardization.
– John Doe, CFO, XYZ Financial Services
Our passion is protection
Our expertise spans firm types and strategies, offering tailored solutions to meet your needs. Click on an industry to learn more.
Created by compliance professionals, for compliance professionals
Founded in 2002 by five former regulators, we saw a need for financial services firms to receive expert guidance on existing and new regulations. Here’s what sets us apart:
Regulatory expertise
Benefit from the experience of 1,400+ professionals many with regulatory and in-house Chief Compliance Officer (CCO) backgrounds.
Industry coverage
We serve 6,350+ clients across diverse sectors, including asset management, banking, insurance, and fintech.
Proven track record
With more than 20 years of success, our history speaks for itself. We strive to deliver excellence in everything we do.
Innovative solutions
By pairing our technology, advisory, and managed services you’ll have a complete 360° view of your compliance program.
Industry endorsements
Connect with us
Is your GRC program cutting-edge? Upgrade with the latest technology—contact us to launch, grow, and protect your business.
Latest insights
On June 18th, 2024, the U.S. Securities and Exchange Commission (SEC) published a settlement report …
Money laundering and financial crimes pose large risks to financial firms, both from a reputational …
Unlike interval funds, which conduct scheduled repurchases pursuant to Rule 23c-3, tender offer funds repurchase …
On June 18th, 2024, the U.S. Securities and Exchange Commission (SEC) published a settlement report …
Money laundering and financial crimes pose large risks to financial firms, both from a reputational …
Unlike interval funds, which conduct scheduled repurchases pursuant to Rule 23c-3, tender offer funds repurchase …