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ACA Group: Reimagine GRC

ACA Compliance Group is now ACA Group. We are the leading governance, risk, and compliance (GRC) advisor in financial services.

Press Release
We have acquired Catelas, expanding ACA Group's regulatory software suite to now include eComms technology. In 2022, Catelas will officially integrate with ACA’s award-winning regulatory technology platform, ComplianceAlpha®, launching ACA’s eComms Surveillance Solutions - the industry’s first 360o surveillance offering. 

Guide
The SEC’s new marketing rule is in effect and the compliance date is set for November 4, 2022. To help firms prepare for the compliance date, ACA released the “Guide to the Presentation of Performance Under the New SEC Marketing Rule”. 

Article
It’s time to start preparing for 2022 and establishing a compliance budget for the upcoming year. To help firms planning for their 2022 fiscal year budget, or those adjusting spend to tackle new initiatives, get started, we have gathered from compliance professionals tips that will explain the foundational needs of a compliance budget, how that looks in action, and how to prepare for the unexpected. 

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Scalable GRC solutions tailored to your business

We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape.

Address financial crimes-related threats and regulatory concerns with our team of former regulators and auditors.

Strengthen your compliance program with our global team of compliance professionals.

Build cyber and operational resilience across your firm with our ACA Aponix® cybersecurity and technology risk experts.

Gain clarity on your firm’s ESG requirements and build a strong compliance program with our dedicated ESG advisory practice.

Maximize your firm’s time and efficiency with our technology-powered managed services.

Get your firm up and running quickly with our regulatory hosting support services in Europe.

Stay in compliance with the GIPS® standards and investment performance rules with the world’s largest team of GIPS standards verifiers.

Build a scalable and resilient compliance program with our ComplianceAlpha® technology platform backed by managed services support.

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Solution Spotlight

Tech-powered managed services

ComplianceAlpha® is our award-winning regulatory technology platform that integrates risk and compliance activities, automated surveillance, testing, dashboard reporting, analytics, managed services, and more. See why ComplianceAlpha is helping over 1,000 leading financial services firms worldwide build more scalable and resilient compliance programs. Learn more

Who we serve

Over 3,500 financial services firms trust us to help them protect and grow their business.

Money Managers

88%

Of the top 50 money managers, as noted in the ADV Ratings September 2020 ranking data

Hedge Fund Managers

90%

Of the top 100 hedge fund managers, as noted in the May 2021 edition of Hedge Fund Alert 

Private Equity Funds

86%

Of the top 100 private equity funds, as noted in the June 2021 PEI 300

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We understand your challenges and what you need to protect your business.

We’ve been in your shoes - when you work with us, you’ll have the peace of mind that comes from working with the most trusted and experienced GRC advisor in the financial services industry.

Our team’s unique combination of talent includes the largest number of former regulators, compliance professionals, legal professionals, and GIPS standards verifiers in the industry, along with practitioners in cybersecurity, performance, ESG, and technology.

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We hold ourselves accountable for excellence in everything we do.

We derive immense pride from the quality of our work, the excellence of our client service, and the integrity of our team. We are committed to delivering quality, high-touch service and solutions tailored to your business.

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We have our finger on the pulse of today's evolving risk and regulatory environment.

Our unique perspective is informed by the insights, trends, and benchmarking data gathered from over 3,500 GRC clients.

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We can grow with you as your business grows.

Our innovative approach integrates expert consulting, on-demand managed services, and cutting-edge technology to help our clients build scalable and demonstrable compliance programs.

Latest insights

The 2022 Ransomware White Paper

A guide that addresses what you should know, and what you should do to protect your firm, your clients, and your finances.

New Public Disclosure Obligations Under the IFPR: What, When and How?

On 26 November 2021, the FCA published its third and final Policy Statement, PS21/17, on the new Investment Firm Prudential Regime (IFPR), which subsequently came into force on 1 January 2022. The new prudential rules introduce more complex and onerous disclosure requirements for affected firms. Here we examine what these new obligations mean for MIFIDPRU firms.

SEC No-Action Letter Regarding Amended Rule 15c2-11

The SEC staff provided additional time for firms to comply with the amendments to Rule 15c2-11 in a no-action letter published in December, 2021.

News

ACA Group Named Accounting/Due Diligence Firm of the Year by M&A Advisor

ACA Group announced today that ACA Aponix® is the recipient of the Accounting/Due Diligence Firm of the Year in the 20th Annual M&A Advisor Awards. The M&A Advisor Awards are the benchmark for dealmaking excellence, recognizing the leading M&A Transactions, Restructurings, Deal Financings, Product/ Services, Firms, and Professionals.

ACA Group Selected as a RegTech100 Company for 2022

ACA is delighted to be counted among the 100 most innovative RegTech companies in the financial industry.

ACA Group Named Best Regulatory Consultancy - North America by RegTech Insight

ACA is honored to be voted Best Regulatory Consultancy - North America in the RegTech Insight Awards 2021 USA.

Upcoming events

Annual Compliance Training - 26 January 2022

The regulator is clear, you and your team must review your competence and training needs regularly. This course is designed specifically to assist all staff in meeting and staying up to date with their statutory and regulatory obligations.

Online Training

Client Money - 27 January 2022

Financial services providers that hold or control client money or assets must follow specific rules outlined in the Financial Conduct Authority’s (FCA) Clients Assets Sourcebook (CASS). This course is specifically designed to assist teams in dealing with client money audits and the client assets report, as well as helping them stay up to date with statutory and regulatory obligations in this complicated area.

Online Training

ACA Group and NSCP Cybersecurity Program Survey Results

We've again partnered with the National Society of Compliance Professionals (NSCP) to provide financial services firms with an opportunity to gain insight into cybersecurity compliance programs. Join us as we present the results of the survey.

Webcast