Elevate Your Surveillance and Monitoring with ACA ComplianceAlpha
Detect, manage, and prevent compliance risks with confidence.
Looking to transform and future-proof how you approach regulatory oversight? Turn to ACA ComplianceAlpha’s powerful surveillance and monitoring services.
Our integrated suite of solutions ensures you stay ahead of compliance risks with real-time detection and comprehensive monitoring. Discover how we help you:
- Centralize and automate monitoring of firm trading, employee compliance, and behavior to ensure compliance with firm policies.
- Monitor for insider trading, market manipulation, and other abusive behavior under SEC, FCA, and other regulatory regimes.
- Track, control, and organize the flow of sensitive information to help mitigate risk.
- Utilize AI techniques to monitor and review electronic communications for compliance breaches.
Ready to transform your surveillance function? Book a consultation today.
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ACA’s integrated surveillance and monitoring solutions.
Effective compliance management requires robust surveillance and monitoring. ACA’s ComplianceAlpha RegTech platform offers a suite of specialized modules to address your regulatory needs with precision and efficiency. Explore our comprehensive solutions designed to keep your operations in check:
Communications Capture, Archive, and Surveillance
Integrated surveillance and investigations platform which address the broad spectrum of risks firms face, from channel capture to Books & Records archiving, through to the automated, ongoing supervision of electronic communications.
Employee Compliance
Manage employee certifications, day-to-day personal trading activity, and keep track of potential conflicts such as gifts and entertainment, political contributions, and outside affiliations – all in one place.
Market Abuse Surveillance
Using intelligent, risk-based outlier detection algorithms, Market Abuse Surveillance allows you to proactively identify issues and demonstrate a strong and defensible, proactive compliance trade surveillance program.
Control Room
Designed to be the main repository for both public and private data, Control Room allows you to enter and track data in the system while maintaining complete control over which users have access to the data.
Transform your surveillance and monitoring program with ComplianceAlpha.
Prepared to redefine your approach to surveillance and monitoring?
Ensure your peace of mind — trust us with the compliance details. Begin today.
Why ComplianceAlpha – ACA’s RegTech Platform
Unified risk management
ComplianceAlpha integrates risk and compliance activities, surveillance and monitoring, testing, rep management, compliance inspections, and analytics into one platform, giving you a comprehensive view of risks and behaviors across your firm.
Streamlined operations
Reduce the total cost of ownership and enhance operational efficiency through our integrated technology and managed services.
Expertise you can trust
Benefit from the knowledge of over 200 former regulators and compliance officers, ensuring your program is backed by industry-leading insights and support.
Client perspectives
We’re certain we can be your ideal partner. But our clients say it best.
The connectivity offered by ACA’s platform enables seamless integration between the Electronic Communications, Employee Compliance, and Market Abuse Surveillance modules. This integration allows us to contextualize data across different areas of our Compliance program, providing a more comprehensive view and enhancing our ability to monitor and manage compliance risks effectively.
Brett Scheller, Director of Compliance, RA Capital Management
Why ACA?
Experience the ACA advantage with ComplianceAlpha.
Here’s what sets us apart:
Expertise
Developed and backed by 200+ former regulators and compliance officers.
Innovation
Award-winning technology integrating risk and compliance.
Global reach
Trusted by 1,600+ leading financial firms worldwide.
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Learn from our experts
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