- Technology
- Surveillance & Monitoring
- Control Room Compliance
Centralize and Secure Sensitive Compliance Data
Simplify and automate conflict of interest tracking.
In the evolving regulatory environment, firms need a powerful command center to manage sensitive information and conflicts of interest. ACA’s Control Room solution provides a centralized platform that acts as your command center for overseeing compliance activities. Trusted by leading financial services firms, it helps you:
- Centralize Deal and other Sensitive Information: Organize all deal information and Material Non-Public Information (MNPI) securely in one system.
- Efficiently Manage Records: Handle and control access to critical records with ease.
- Streamline Compliance Activities: Unify and simplify all compliance management processes.
Ready to collect and organize deal-information and MNPI so you can more easily manage and monitor risk? All from a single platform? Schedule your personalized demo today.
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Watch the video to learn more about our Control Room solution.
ACA’s Control Room solution helps you…
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Run customizable searches across all records and deals to identify and manage potential conflicts, flagging related records for detailed investigation.
Create and oversee the entire lifecycle of an investment deal, associating relevant companies, employees, sponsors, third parties, and company restrictions for comprehensive tracking and management.
Connect with ACA’s Employee Compliance, eComms Surveillance, and Market Abuse Surveillance solutions to enhance conflict checks with seamless data exchange.
Employees can securely link accounts from over 5,000 brokerage institutions through direct feeds, aggregation, open banking or crypto wallet connections.
Consolidate all types of company records—including deals, holdings, MNPI, board seats, vendor information, and custom records—into a single platform to monitor and control sensitive information, managing restrictions and security lists with ease.
Utilize customizable dashboards and reports to document all system activities, supporting transparency and regulatory compliance.
Watch our RegTech in Action: Control Room Demo Webcast
Watch how our SaaS solution helps your firm’s compliance and legal teams manage and monitor the flow of sensitive information to identify potential conflicts of interest and mitigate insider trading risk.
Discover how ACA’s Control Room solution elevates your compliance practices and ensures regulatory adherence.
Schedule a meeting to see how we can streamline your data monitoring, reporting, and compliance needs.
Explore other integrated surveillance and monitoring solutions.
Detect and prevent market manipulation and insider trading with real-time monitoring, pattern detection, and automated alerts.
Manage restricted lists, wall crossings, and deal monitoring seamlessly with our advanced technology.
Monitor and review electronic communications to detect potential compliance breaches using AI and machine learning.
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Learn from our experts
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