The role of the Money Laundering Reporting Officer (MLRO) is a mandatory position in all firms in the Financial Services Industry. This reflects the statutory objective that the Regulator(s) have for ensuring that firms behave with “Integrity”, particularly relating to financial crime prevention. The MLRO therefore plays a significant role in assisting Senior management to ensure that systems and controls relating to anti-money laundering (AML) and countering the risk of terrorist financing (CTF) are appropriate and effective. This course provides practical advice and guidance on the responsibilities of the MLRO, what is expected by the Regulators, both of the Senior Management and the MLRO, and how those responsibilities can be achieved. It should be noted that attendance at this course does assume a good knowledge of the UK’s AML/CTF regulations.
Cyber threats are constantly evolving, so it’s important to stay on top of new threats and address them as quickly as possible. We provide cyber alerts and ongoing monitoring to help protect your company from cyber attacks. We also offer phishing testing and monitoring services to protect your business.
One of the simplest ways a hacker can penetrate your network is via email using a tactic called phishing, or, in a targeted effort, spear-phishing. Successful phishing, vishing (telephone-based phishing), and spearphishing can lead to ransomware, payment fraud, and other cyber crimes. The FBI has reported that people lost $57 million to phishing schemes in 2019.
We deploy targeted email campaigns that are designed to test your employee’s ability to identify phishing threats. We use the results of our phishing tests as part of our staff security training, which covers phishing identification and other essential skills and tools for identifying threats and preventing data breaches.
We periodically issue timely alerts on cyber events and technology concerns that may be relevant to your business. Our alerts provide strategic guidance to help you protect your company and understand how to best prevent or remediate issues.
Over 100,000 domains are registered every day, many for malicious purposes. We monitor newly registered domain names and alert you when a domain name that resembles your firm’s domain is registered so that your firm can take action to combat attempts to steal sensitive information or infringe on your firm’s intellectual property.
Hackers often post sensitive data about their victims or targets on anonymous paste sites to share with the broader hacker community. We monitor select anonymous paste sites for mentions of your firm’s domain or IP addresses, as these could be indicators of an upcoming or ongoing attack.
Aponix Protect™ comprehensive cybersecurity and technology risk solution
Aponix Protect helps firms address evolving cyber risks and threats to ensure that their cybersecurity needs are covered year-round. This solution is available in three tiers, each one designed to provide firms with a flexible, robust, responsive, and cost-effective cybersecurity program.
As cyber security attacks continue to increase in frequency and complexity alongside evolving technologies, the COVID-19 pandemic, and remote work and school, it is essential to prioritize protecting your identity online. Here are some ways you can control the amount of personal information that is available online.
- Cybersecurity Resources
The recent increase in high-profile cyber incidents have put millions of people around the world at risk for identity theft and other cyber-crimes. This blog post contains tips and information you can share with your family and friends about staying safe online.
- Cybersecurity Resources
We're pleased to announce that we've again partnered with the National Society of Compliance Professionals (NSCP) to provide financial services firms with an opportunity to gain insight into cybersecurity compliance programs across the industry.
Our Ransomware 101 blog series addresses multiple aspects of the ransomware issue, including what you should know and what you should do to protect your firm, your clients, and your finances. In part one, we discussed the evolving and growing threat of ransomware. In this article (part two), we’ll provide a framework for what your organization can do to prevent and detect ransomware attacks.
- Cybersecurity Resources
A vulnerability has been discovered in Apple products that enables the installation of unauthorized software without the user's permission. The vulnerability is actively used to install Pegasus spyware on devices, allowing user activities to be surveilled by an external party.
Microsoft reports a previously unseen “zero-day” attack that uses Office files tainted with specially crafted Active X controls. Once opened, these controls create a vulnerability that enables perpetrators to perform remote code execution.
ACA Group announced today that ACA Aponix® is the recipient of the Accounting/Due Diligence Firm of the Year in the 20th Annual M&A Advisor Awards. The M&A Advisor Awards are the benchmark for dealmaking excellence, recognizing the leading M&A Transactions, Restructurings, Deal Financings, Product/ Services, Firms, and Professionals.
ACA is delighted to be counted among the 100 most innovative RegTech companies in the financial industry.
The ever-increasing focus by the Regulators on the accountability of senior management, particularly when things go wrong, emphasises how important it is for individuals in senior positions to have a clear understanding of what is expected of them. This succinct course is designed to assist Senior Managers to have a full understanding of what they need to do to achieve compliance with the rules under the obligations created by the Senior Managers and Certification Regime (SMCR).
The role of the Compliance Officer is a mandatory position in all firms in the Financial Services Industry. They play a major role in assisting Senior Management to ensure that appropriate and effective systems and controls are in place to achieve and maintain compliance with the applicable Rules. While the nature of the Compliance Function is likely to differ from one firm to another, this course provides an easy to follow breakdown of what the Regulator expects of a Compliance Officer and explains, in practical terms how the regulatory expectations and those of Senior Management can be achieved.