The Most Wonderful Time of The Year: Tailoring Your Annual Compliance Review
Join our experienced ACA Wealth experts who will discuss an investment adviser’s obligations for the annual compliance review required under Rule 206(4)-7.
Webcast
Aponix Protect™
Our comprehensive cybersecurity and technology risk consultant solution
Aponix® Protect helps firms address evolving cyber risks and threats to ensure that their cybersecurity needs are covered year-round. This solution is designed to provide firms with a flexible, robust, responsive, and cost-effective cybersecurity program.
Through our flexible multi-year program, we help you operate a strategic and right-sized cybersecurity program designed to:
- Keep your organization safe from ongoing cyber threats
- Meet evolving regulatory requirements
- Meet increasing investor expectations
Get access to ACA’s cyber, privacy and technology risk consultant base for testing, validation, and operational support for day-to-day cybersecurity consulting company coverage as well as the ability to quickly respond to future threats and regulatory changes.
Trusted Cybersecurity Advisor to Over 550+ Clients
ACA’s team of trusted cyber and risk experts can help you navigate the challenges and complexities of today’s ever-evolving risk environment
How we support you
- Dedicated, single point of contact
- Multi-year, flexible and scalable program
- Right-sized and tailored to your organization
- Coordinated, proactive, and always on
- Pragmatic recommendations and advice
- Regular checkpoints
- Meet regulatory requirements
- Keep your firm safe from evolving cyber threats
Aponix Protect Base
The solution includes a core service package that is tailored and right-sized to your organization’s unique needs and requirements. For additional flexibility, you can purchase bolt-on modules of features that you can pick and choose from.
Annual Activities
- Risk assessment
- Review and update security policies
- Staff training (including cyber awareness, phishing testing, and incident response tabletop exercises)
Advisory Activities
- Build and maintain multi-year cyber program roadmap
- Work with MSP to oversee/validate risk remediation activities
- News alerts
- Quarterly advisory conversation
- Monthly status updates
On Demand Support
- Investor and insurer DDQ assistance
- Regulatory exam support
- On-demand help and advice
Always-On Activities
- Threat and vulnerability monitoring
Additional Bolt-On Modules
- Program Build
- Targeted Assessments
- Testing & Validation
- A la Carte Features
- Contact our cybersecurity consulting company team to learn more about how we can help your firm protect and grow your business.
News
Jody Kochansky Joins ACA to Lead Product and Engineering
Jody Kochansky Joins ACA to Lead Product and Engineering
ACA Group Acquires Financial Compliance Firm, FINOP Consulting
Acquisition strengthens ACA’s outsourced financial operations offering for broker-dealers.
ACA Group Recognized on ESGFinTech100 Among Top Industry Innovators
We are thrilled to announce that ACA Group has earned a spot on the prestigious 2024 ESGFinTech100 list, joining the ranks of the world's most innovative ESG technology providers.
Upcoming events
2025 SEC Examination Priorities: What you need to know
Join us on Thursday, November 12, 2024, at 11am ET, for an insightful webcast when we delve into the SEC’s Examination Priorities for 2025.
Webcast