Properly portraying investment performance is essential. It is key to meeting regulatory requirements, attracting investors, and maintaining investor confidence. Yet calculating and presenting firm or fund performance is complex. From data inconsistencies that can erode investor trust to common exam deficiencies that could trigger regulatory scrutiny, accurate portrayal of investment performance is essential.
Join our experts as they unpack common performance reporting challenges and share practical strategies to strengthen your compliance and reporting framework. Whether you are a wealth manager looking to expand the use of investment performance in communications with clients and prospects, or simply want to ensure alignment with best practices, this webcast will equip you with the tools to strengthen your reporting framework.
Discussion topics will include:
- How data inconsistencies can derail client reporting and performance marketing.
- Common mistakes in performance presentation and how to avoid them.
- Practical ways to enhance performance measurement and reporting while ensuring alignment with regulatory compliance obligations.
- Identify common exam deficiencies and how to proactively address them across marketing, books and records, and client reporting.
Register now to ensure your firm is accurate, compliant, and prepared for regulatory review.
Speakers:
- Scott Freeman, Director, ACA Group
- Tina Mahota, Director, ACA Group
- Scott Reckamp, Director, ACA Group