Explore how artificial intelligence is reshaping investment advisory, and what it means for compliance.
AI is no longer a futuristic concept; it’s a present-day reality for investment advisers. From automating workflows to enhancing client insights, it offers transformative potential. Yet with opportunity comes responsibility. As firms adopt new technology, they must also navigate the compliance, governance, and ethical implications that come with it.
Join us for a timely webcast exploring the compliance, governance, and operational considerations of AI adoption.
What You’ll Learn:
- AI risks: Understand key compliance, operational, and data privacy risks.
- Policy essentials: Learn about governance frameworks, disclosure requirements, and supervisory controls.
- Innovation vs. compliance: Discover how to balance efficiency with transparency and regulatory obligations.
Speakers
- Alvaro Soto, Director, ACA Group
- Neha Pasricha, Senior Principal Consultant, ACA Group
- Kris Lau, Managing Director, ACA Group