ACA is proud to announce that we have been recognized as a RegTech100 company for the sixth consecutive year. This achievement reaffirms our position as a global leader in governance, risk, and compliance (GRC) technology. The RegTech100 list, curated by RegTech Analyst, highlights the most innovative firms shaping the future of regulatory compliance for financial institutions worldwide.
This recognition underscores ACA’s commitment to delivering end-to-end compliance solutions that combine deep regulatory expertise with cutting-edge technology. Our award-winning ComplianceAlpha® platform integrates risk and compliance activities, automated surveillance, flexible workflows, and advanced analytics to help firms navigate complex regulatory landscapes with confidence.
In 2025, we advanced this vision with the launch of Encore AI, our proprietary compliance-first artificial intelligence engine. Encore AI is designed to modernize regulatory operations across eComms surveillance, research, marketing reviews, and ESG monitoring.
Patrick Olson, Chief Executive Officer, shared “Being named to the RegTech100 for six consecutive years is a testament to ACA’s unwavering commitment to innovation and client success. As regulatory demands intensify and technology evolves, we remain focused on delivering scalable, intelligent solutions that empower firms to stay compliant, competitive, and confident.”
ACA’s technology suite delivers a unified approach to compliance and risk management through our ComplianceAlpha platform and complementary solutions. Together, our tools help financial firms worldwide anticipate regulatory change, mitigate risk, and drive operational efficiency.
Key capabilities include:
- Market Abuse Surveillance: Advanced detection of insider trading and market manipulation, enhanced by backtesting and scenario analysis for smarter model validation.
- Employee Compliance: Streamlined oversight of personal trading, certifications, gifts and entertainment, and conflicts of interest to reduce operational risk.
- AML and Sanctions Screening: Robust checks to safeguard against financial crime and meet global regulatory requirements.
- Marketing and Financial Promotions Review: Automated workflows to ensure compliant communications across jurisdictions.
- Control Room Compliance: Integrated tools for managing deal-related restrictions and monitoring sensitive information flows.
- Cybersecurity and Risk Technology: Solutions like Aponix Foundations, our self-service cybersecurity program, designed to strengthen resilience and protect client data.
- Communications Surveillance and Archive: AI-powered monitoring of eComms and voice data, delivering valuable insights and reducing false positives.
- Transaction Cost Analysis: Analytics to help firms meet best execution obligations and optimize trading strategies.
- eLearning and Education: Interactive training programs to keep teams informed and compliant.
- ESG Data and Analytics: Delivered through our ACA Ethos platform to help firms integrate sustainability metrics and meet disclosure requirements.
- Research Compliance Solutions: Powered by Encore AI, our platform structures transcripts, monitors research calls with optional live chaperoning, detects material nonpublic information, and delivers audit-ready records with advanced search and multilingual support.
Jody Kochansky, ACA Partner and Head of Product and Engineering, added:
“Our vision is to redefine compliance through technology. With ComplianceAlpha and Encore AI, we’re embedding explainable, auditable intelligence into critical workflows, helping clients anticipate regulatory change, reduce operational risk, and enhance efficiency. We are grateful to be recognized for the impact of our integrated approach to compliance and risk management.”
Ready to See Why ACA Is a RegTech Leader?
Explore our award-winning ComplianceAlpha platform and Encore AI innovations. Contact us to schedule a demo or learn how we can help your firm stay compliant, competitive, and confident.