Join us for a forward-looking webcast exploring how firms can scale responsibly, expand into new markets and asset classes, and strengthen oversight as commercial ambitions grow.
Once authorised, the challenge shifts from launching to scaling. Growing AUM, entering new jurisdictions, diversifying strategies, and meeting rising investor expectations all require a strong compliance and governance foundation.
This session will provide a practical framework for firms ready to take their next step, whether adding products, expanding globally, or strengthening operational maturity.
During our webcast, we’ll explore:
- Scaling responsibly: How to align compliance, governance, and oversight with commercial growth.
- Entering new markets and jurisdictions: Regulatory implications, cross-border considerations, and documentation updates.
- Expanding into new strategies and asset classes: What changes from a compliance, risk, and operational standpoint.
- Building AUM effectively: Meeting investor expectations around transparency, performance, and marketing rules.
- Strengthening resilience: Enhancing cyber maturity, operational controls, and vendor oversight as the business grows.
Speakers
- Matthew Oswald, Managing Director, UK Regulatory Advisory, ACA Group
- Marc Salter, Managing Director RegTech, ACA Group
Who Should Attend
- Compliance, Legal, and Operations leads, Money Laundering Reporting Officers
- Global firms planning UK market entry
- Founders and strategic advisors supporting firm launches
This is the final webcast in a three-part series about the FCA launching, building, and scaling journey. By signing up once, you will receive access to this event plus the following webcasts:
- Authorisation Essentials: Navigating the FCA Process with Confidence
28 January 2026 | 2:00-3:00 p.m. GMT - Building Your FCA Firm: What to Put in Place While Your Application Is in Motion
4 March 2026 | 2:00-3:00 p.m. GMT
Each session will also be made available on demand after the live event.
Don’t miss this opportunity to gain clarity and confidence ahead of your FCA application. Register for the series here.