What compliance functions can ACA support through Managed Services?

AML due diligence, sanctions screening, marketing review, and core compliance task execution.

Can ACA help firms manage global AML onboarding and screening requirements?

Yes—covering due diligence, onboarding, screening, and monitoring to meet global AML standards.

How does ACA support Marketing and Financial Promotions review?

By reviewing pitchbooks, emails, and other content for SEC, FCA, and ESMA compliance.

What is included in core compliance task outsourcing?

Regulatory calendar execution, compliance tracking, policy reviews, and flexible staffing.

Can ACA provide temporary compliance staff or secondments?

Yes—short-term and ongoing secondments to fill key compliance roles.

How do firms maintain control while outsourcing compliance tasks?

Firms retain final oversight and decision-making while ACA executes tasks per their policies.

What systems does ACA use to deliver its services?

Services run on ACA’s ComplianceAlpha ® platform or within clients’ existing systems.

Does ACA support multi-jurisdictional compliance teams?

Yes—structured to handle U.S., U.K., and EU regulatory frameworks.

How does ACA ensure consistent execution across compliance tasks?

Standardized procedures and escalation logic ensure repeatable, policy-aligned work.

Home Advisory Compliance Advisory DFSA Authorization Support

DFSA Authorization Support

Navigate Licensing in the DIFC with Confidence and Clarity

Launching a financial services firm or providing regulated activities in or from the Dubai International Financial Centre (DIFC) requires authorization from the Dubai Financial Services Authority (DFSA).

We simplify the licensing process, reducing delays, avoiding common pitfalls, and ensuring your application meets regulatory expectations. Whether you’re applying for your first DFSA license, requesting a variation, or establishing a UAE presence, our experts provide the guidance you need to move forward with confidence.

Need support with DFSA authorization or ongoing regulatory obligations?
Book a free review to explore how we can streamline your application and benchmark your systems and controls to meet DFSA requirements for ongoing success once authorized.

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What Do You Need Help With?

With deep regional expertise and a strong track record of successful DFSA applications, we offer a comprehensive suite of services:

Regulatory Assessment

Refine your DIFC strategy by identifying the right license and resolving key gaps, ensuring your firm is fully prepared for DFSA scrutiny.

DFSA Application Project Management

Stay focused on your business while your DFSA license application is expertly managed from start to finish, ensuring nothing is missed and every step is handled efficiently.

Application Pack Preparation

Submit with confidence using a tailored application pack that clearly presents your business model, governance structure, and compliance framework in line with DFSA expectations.

Regulatory Engagement

Build early trust with the DFSA by engaging in pre-submission discussions that surface and resolve potential issues before they become roadblocks.

Fit and Proper Support

Respond to DFSA queries with precision and clarity, backed by well-prepared, technically-sound documentation that reinforces the strength of your application.

Post-Authorization Support

Meet DFSA obligations with outsourced Compliance Officer and Money Laundering Reporting Officer (MLRO) solutions or ongoing access to regulatory advisory services that evolve with your business.

Ready to Accelerate Your DFSA License Application?

Start strong with expert-led support tailored to the DIFC regulatory landscape. From initial strategy to post-license compliance, we’ll help you move faster and smarter.

Why DFSA Authorization Matters

Our task-based services are designed to meet your firm where it is—providing high-quality, on-demand support across the performance lifecycle:

Operate in a Globally Recognized Financial Hub

Gain access to the DIFC, one of the world’s leading financial centers with independent and international legal systems and strong regulatory frameworks giving clients confidence and protection.

Meet Local and International Regulatory Standards

Demonstrate your firm’s commitment to robust governance, risk management, and compliance aligned with DFSA’s principles-based framework.

Enhance Market Credibility

Build trust with institutional investors, counterparties, and clients by operating under a respected and transparent regulatory regime.

Accelerate Market Entry

A DFSA license demonstrates regional commitment, opening doors and establishing a clear base for regional cross-border activity.

Support Long-Term Growth

Position your firm for sustainable expansion with a regulatory foundation that supports innovation, fintech, and global partnerships.

Strengthen Operational Resilience

Demonstrate preparedness through structured planning and enhanced operational controls, supported by a trusted local partner or registered individual who works alongside your firm in navigating the DFSA environment.

Why ACA?

Local Expertise

Our consultants bring deep, hands-on experience with DFSA licensing requirements, ensuring your application reflects the expectations of the regulator from day one.

Full-service Support

Offload the complexity of DFSA authorization to our team. We manage the full process, from readiness assessments to regulator engagement, so you can stay focused on running your business.

Clarity and Control

We simplify the complex—translating DFSA rules into actionable steps, managing regulator engagement, and helping you stay ahead of emerging compliance obligations.

Let’s streamline your compliance efforts—together. Talk to us about how we can support with DFSA authorization or ongoing regulatory obligations.

FAQs

DFSA Authorization Support

What is DFSA Authorization?

DFSA Authorization is the process by which the regional regulator grants firms permission to carry out regulated financial activities in or from the DIFC.

What is the DIFC?

The DIFC is a financial-free zone in UAE with its own legal and regulatory framework which offers an internationally recognized platform for financial services firms. Financial services firms operating in or from the DIFC must be licensed by the DFSA.

Who needs DFSA Authorization?

Any firm or individual intending to carry out financial services in or from the DIFC must be authorized by the DFSA, unless exempt.

How long does the DFSA Authorization process take?

Timelines vary depending on the complexity of your business and the quality of your submission. Straightforward applications may be completed in as little as three to four months, while more complex cases can take up to 12 months or longer.

What is DFSA License?

DFSA License is the formal approval granted by the DFSA allowing firms to carry out specific regulated activities set out in the GEN Model of the DFSA rulebook.

Can you help overseas firms apply for DFSA Authorization?

Yes. We support firms who are new to the region to navigate the complexities of establishing and operating a regulated entity in and from DIFC in line with DFSA requirements.

What documents are required for DFSA Authorization?

You’ll need a comprehensive Regulatory Business Plan, along with supporting documents such as your compliance framework documents, corporate governance structure, financial forecasts, organizational chart, and Fit and Proper assessments for the firm and key individuals.

Do you offer post-authorization compliance support?

Absolutely. We provide outsourced Compliance Officer and MLRO functions as well as ongoing compliance advisory and other regulatory solutions including regulatory technology to help you stay compliant after authorization. Learn more about our UAE compliance and advisory support.

Do you offer other regulatory authorization support in the UAE?

Yes. In addition to DFSA licensing for firms operating in the DIFC, we also provide end-to-end support for firms seeking authorization from the Financial Services Regulatory Authority (FSRA) in the Abu Dhabi Global Market (ADGM). Learn more about our FSRA Authorization Support.

How do I start the DFSA authorization process?

Starting your DFSA application can feel overwhelming, but it doesn’t have to be. Whether you’re still exploring your options or ready to move forward, we’re here to guide you through every step. Contact us to book a strategy session and take the first step.