What compliance functions can ACA support through Managed Services?

AML due diligence, sanctions screening, marketing review, and core compliance task execution.

Can ACA help firms manage global AML onboarding and screening requirements?

Yes—covering due diligence, onboarding, screening, and monitoring to meet global AML standards.

How does ACA support Marketing and Financial Promotions review?

By reviewing pitchbooks, emails, and other content for SEC, FCA, and ESMA compliance.

What is included in core compliance task outsourcing?

Regulatory calendar execution, compliance tracking, policy reviews, and flexible staffing.

Can ACA provide temporary compliance staff or secondments?

Yes—short-term and ongoing secondments to fill key compliance roles.

How do firms maintain control while outsourcing compliance tasks?

Firms retain final oversight and decision-making while ACA executes tasks per their policies.

What systems does ACA use to deliver its services?

Services run on ACA’s ComplianceAlpha ® platform or within clients’ existing systems.

Does ACA support multi-jurisdictional compliance teams?

Yes—structured to handle U.S., U.K., and EU regulatory frameworks.

How does ACA ensure consistent execution across compliance tasks?

Standardized procedures and escalation logic ensure repeatable, policy-aligned work.

Home Advisory Compliance Advisory FSRA Authorization Support

FSRA Authorization Support

Your Gateway to Regulated Growth in ADGM

Establishing or expanding a financial services firm in the Abu Dhabi Global Market (ADGM) requires authorization from the Authority (FSRA).

We guide you through the licensing process, minimizing delays, avoiding regulatory missteps, and ensuring your application aligns with FSRA expectations. Whether you’re applying for your first FSRA license, seeking a variation, or building a presence in the UAE, our experts provide the clarity and support you need to move forward with confidence.

Need support with FSRA authorization? to explore how we can streamline your application and strengthen your approach.

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What Do You Need Help With?

With in-depth knowledge of ADGM’s regulatory environment and a strong track record of successful FSRA applications, we offer a full suite of tailored services:

Regulatory Assessment

Refine your FSRA strategy by identifying the right license and resolving key gaps, ensuring your firm is fully prepared for regulatory scrutiny.

End-to-End Project Oversight

Let us manage the full lifecycle of your FSRA license application, from planning and documentation to submission and follow-up, so you can stay focused on your business.

Regulatory Business Plan Development

Craft a compelling and compliant submission with a business plan that clearly articulates your model, governance, and risk framework in line with FSRA expectations.

Stakeholder Engagement

Navigate early interactions with the FSRA confidently through guided communications that help address potential concerns before they impact your timeline.

Fit and Proper Documentation

Ensure your key individuals have been identified and meet FSRA standards with well-prepared documentation that supports your leadership team’s credentials.

Post-Licensing Compliance Support

Stay aligned with FSRA requirements through tailored solutions, including outsourced Compliance Officer and MLRO services. Additionally, gain ongoing access to regulatory advisory services that evolve with your business.

Ready to Launch in ADGM?

Partner with our regulatory specialists to accelerate your FSRA license journey. From strategic planning to post-approval support, we’ll help you move forward with clarity and confidence.

Why FSRA Authorization Matters

Our task-based services are designed to meet your firm where it is—providing high-quality, on-demand support across the performance lifecycle:

Operate in a Globally Regulated Financial Center

The ADGM is a well-recognized international financial hub with an independent legal system which adopts English common law. This foundation offers global credibility, legal certainty, and investor confidence.

Ensure Legal Standing and Market Access

Authorization by the FSRA ensures your firm is properly licensed to conduct regulated activities in and from the ADGM. It also demonstrates regional commitment, opening doors and establishing a clear base for regional cross-border activity.

Access a Progressive, Principles-Based Regulatory Environment

The FSRA’s regulatory framework is modeled on international best practices. It supports innovation, fintech, and provides firms with a regional base for cross-border financial services, enabling firms to access capital which may otherwise not be accessible.

Strengthen Institutional Trust and Credibility

Achieving FSRA authorization signals your firm’s commitment to the region, transparency, governance, and client protection, which are all critical factors for building trust with investors, partners, and regulators.

Enable Strategic Regional Growth

An FSRA license positions your firm for long-term success, unlocking opportunities for regional collaboration, strategic partnerships, and access to a growing network of global financial institutions.

Build with Legal and Operational Certainty

ADGM’s consistent, responsive, and business-friendly regulatory regime provides the certainty needed to scale a sustainable financial services business.

Why ACA?

Regional Insight

Our team understands the nuances of ADGM’s regulatory framework and how to navigate it effectively.

Full-Scope Support

From initial planning to post-license compliance, we manage the process so you can focus on your business.

Strategic Clarity

We translate FSRA requirements into actionable steps, helping you stay ahead of regulatory expectations.

Let’s streamline your compliance efforts—together. Talk to us about how we can support with FSRA authorization or ongoing regulatory obligations.

FAQs

FSRA Authorization Support

What is FSRA Authorization?

FSRA Authorization is the process by which the Financial Services Regulatory Authority grants firms permission to carry out regulated financial activities in or from the ADGM.

What is the ADGM?

The ADGM is an international financial center located in Abu Dhabi. It operates under its own civil and commercial laws and has its own independent regulator, the FSRA. Firms conducting financial services in or from ADGM must be authorized by the FSRA.

Who needs FSRA Authorization?

Any firm intending to carry out regulated financial services in or from ADGM must be authorized by the FSRA, unless exempt.

How long does the FSRA Authorization process take?

Timelines vary depending on the complexity of your business and the quality of your submission. Straightforward applications may be completed in three to four months, while more complex cases or those requiring additional review can take longer.

What documents are required for FSRA Authorization?

Applicants must submit a comprehensive Regulatory Business Plan, along with the General Information for Regulated Activities (GIRA) form. Supporting documents typically include your organizational structure, financial projections, governance and compliance framework, and Fit and Proper documentation for key individuals.

Do you offer post-authorization compliance support?

Absolutely. We provide outsourced Compliance Officer and MLRO functions as well as ongoing compliance advisory and other regulatory solutions including regulatory technology to help you stay compliant after authorization. Learn more about our UAE compliance and advisory support.

Do you offer other regulatory authorization support in the UAE?

Yes. In addition to FSRA licensing for firms operating in ADGM, we also provide end-to-end support for firms seeking authorization from the DFSA in the Dubai International Financial Centre (DIFC). Visit our DFSA Authorization page to learn more.

How do I start the FSRA authorization process?

Starting your FSRA application can feel complex, but it doesn’t have to be. Whether you’re still exploring your options or ready to move forward, we’re here to guide you through every step. Contact us to book a strategy session.