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ACA Group
  • Industries
    • Industries
    • Asset Managers and Investment AdvisersServing asset managers of all types and sizes with varied governance, risk, and compliance needs.
    • Broker-Dealers and Securities BrokersOffering sound compliance and supervisory programs that address FINRA and SEC regulations.
    • Hedge FundsSupporting hedge fund managers globally with diverse investment strategies and business operations.
    • Investment CompaniesIncluding business development companies, ETFs, interval, and tender offer funds.
    • Private MarketsIncluding private equity, private credit, real estate, venture capital, infrastructure funds, and portfolio companies.
    • Wealth ManagersSupporting wealth management firms of all sizes and needs.
  • Advisory
    • Advisory
    • Compliance AdvisoryStrengthen your compliance program with our global team of professionals.
    • Cybersecurity and Risk AdvisoryProtect your firm with ACA Aponix® cybersecurity and technology risk.
    • Distribution SolutionsFacilitate compliant distribution with ACA Foreside’s legal underwriting solutions.
    • ESGPromote responsible investing practices while minimizing regulatory risks.
    • AML Risk ManagementAddress financial crimes-related threats with our team of former regulators and auditors.
    • Investment PerformanceStreamline and simplify your investment performance calculations.
    • Regulatory HostingGet to market faster with ACA Mirabella’s investment management platform for UK based hedge fund managers.
    • Compliance Training ServicesEquip your team to navigate evolving regulatory changes.
  • Managed Services
  • Technology
    • Technology
    • Compliance Oversight
      • Compliance ManagementDigitize risk monitoring, policy management and compliance activity tracking, integrated with a library of compliance content written and updated by ACA’s experts.
      • Marketing and Financial Promotion ReviewsAutomate and increase the efficiency for review and approval of your firm’s sales, marketing and promotional materials.
      • eLearning and EducationSimplify and centralize employee training requirements, tracking, and administration using our web-based training modules and third-party content.
      • AML and Sanction ChecksMitigate regulatory risks, keep pace with industry best practices and support AML programs.
      • Cybersecurity and Risk TechnologySafeguard your firm and satisfy investor and regulatory demands.
    • Surveillance and Monitoring
      • eComms, Capture, Archive, and SurveillanceAddress the broad spectrum of eComms risks from channel capture to books and records archiving to ongoing surveillance.
      • Employee ComplianceManage employee certifications, day-to-day personal trading activity, and track of potential conflicts such as gifts and entertainment, political contributions, and more.
      • Market Abuse SurveillanceProactively identify issues and demonstrate a strong and defensible, compliance trade surveillance program using our intelligent, risk-based outlier detection algorithms.
      • Transaction Cost AnalysisAnalyze trading performance, manage execution costs, and support best execution compliance with advanced trading analytics.
      • Control Room ComplianceEnter and track data while maintaining complete control over which users have access to your sensitive data.
    • Portfolio Oversight and MonitoringSafeguard and enhance your investments from Cybersecurity and ESG risks with ACA Vantage.
  • Resources
    • Webcasts and Events
    • Industry Insights
    • News and Announcements
  • Company
    • About Us
    • Careers
    • Leadership
    • Experts
    • Partnerships
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Contact
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ComplianceAlpha®
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End-to-end compliance, risk, and technology solutions that empower financial services firms to operate with confidence and clarity.

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  • Industries
    • Industries
    • Asset Managers and Investment AdvisersServing asset managers of all types and sizes with varied governance, risk, and compliance needs.
    • Broker-Dealers and Securities BrokersOffering sound compliance and supervisory programs that address FINRA and SEC regulations.
    • Hedge FundsSupporting hedge fund managers globally with diverse investment strategies and business operations.
    • Investment CompaniesIncluding business development companies, ETFs, interval, and tender offer funds.
    • Private MarketsIncluding private equity, private credit, real estate, venture capital, infrastructure funds, and portfolio companies.
    • Wealth ManagersSupporting wealth management firms of all sizes and needs.
  • Advisory
    • Advisory
    • Compliance AdvisoryStrengthen your compliance program with our global team of professionals.
    • Cybersecurity and Risk AdvisoryProtect your firm with ACA Aponix® cybersecurity and technology risk.
    • Distribution SolutionsFacilitate compliant distribution with ACA Foreside’s legal underwriting solutions.
    • ESGPromote responsible investing practices while minimizing regulatory risks.
    • AML Risk ManagementAddress financial crimes-related threats with our team of former regulators and auditors.
    • Investment PerformanceStreamline and simplify your investment performance calculations.
    • Regulatory HostingGet to market faster with ACA Mirabella’s investment management platform for UK based hedge fund managers.
    • Compliance Training ServicesEquip your team to navigate evolving regulatory changes.
  • Managed Services
  • Technology
    • Technology
    • Compliance Oversight
      • Compliance ManagementDigitize risk monitoring, policy management and compliance activity tracking, integrated with a library of compliance content written and updated by ACA’s experts.
      • Marketing and Financial Promotion ReviewsAutomate and increase the efficiency for review and approval of your firm’s sales, marketing and promotional materials.
      • eLearning and EducationSimplify and centralize employee training requirements, tracking, and administration using our web-based training modules and third-party content.
      • AML and Sanction ChecksMitigate regulatory risks, keep pace with industry best practices and support AML programs.
      • Cybersecurity and Risk TechnologySafeguard your firm and satisfy investor and regulatory demands.
    • Surveillance and Monitoring
      • eComms, Capture, Archive, and SurveillanceAddress the broad spectrum of eComms risks from channel capture to books and records archiving to ongoing surveillance.
      • Employee ComplianceManage employee certifications, day-to-day personal trading activity, and track of potential conflicts such as gifts and entertainment, political contributions, and more.
      • Market Abuse SurveillanceProactively identify issues and demonstrate a strong and defensible, compliance trade surveillance program using our intelligent, risk-based outlier detection algorithms.
      • Transaction Cost AnalysisAnalyze trading performance, manage execution costs, and support best execution compliance with advanced trading analytics.
      • Control Room ComplianceEnter and track data while maintaining complete control over which users have access to your sensitive data.
    • Portfolio Oversight and MonitoringSafeguard and enhance your investments from Cybersecurity and ESG risks with ACA Vantage.
  • Resources
    • Webcasts and Events
    • Industry Insights
    • News and Announcements
  • Company
    • About Us
    • Careers
    • Leadership
    • Experts
    • Partnerships
Contact
Contact
  • Industries
    • Industries
    • Asset Managers and Investment AdvisersServing asset managers of all types and sizes with varied governance, risk, and compliance needs.
    • Broker-Dealers and Securities BrokersOffering sound compliance and supervisory programs that address FINRA and SEC regulations.
    • Hedge FundsSupporting hedge fund managers globally with diverse investment strategies and business operations.
    • Investment CompaniesIncluding business development companies, ETFs, interval, and tender offer funds.
    • Private MarketsIncluding private equity, private credit, real estate, venture capital, infrastructure funds, and portfolio companies.
    • Wealth ManagersSupporting wealth management firms of all sizes and needs.
  • Advisory
    • Advisory
    • Compliance AdvisoryStrengthen your compliance program with our global team of professionals.
    • Cybersecurity and Risk AdvisoryProtect your firm with ACA Aponix® cybersecurity and technology risk.
    • Distribution SolutionsFacilitate compliant distribution with ACA Foreside’s legal underwriting solutions.
    • ESGPromote responsible investing practices while minimizing regulatory risks.
    • AML Risk ManagementAddress financial crimes-related threats with our team of former regulators and auditors.
    • Investment PerformanceStreamline and simplify your investment performance calculations.
    • Regulatory HostingGet to market faster with ACA Mirabella’s investment management platform for UK based hedge fund managers.
    • Compliance Training ServicesEquip your team to navigate evolving regulatory changes.
  • Managed Services
  • Technology
    • Technology
    • Compliance Oversight
      • Compliance ManagementDigitize risk monitoring, policy management and compliance activity tracking, integrated with a library of compliance content written and updated by ACA’s experts.
      • Marketing and Financial Promotion ReviewsAutomate and increase the efficiency for review and approval of your firm’s sales, marketing and promotional materials.
      • eLearning and EducationSimplify and centralize employee training requirements, tracking, and administration using our web-based training modules and third-party content.
      • AML and Sanction ChecksMitigate regulatory risks, keep pace with industry best practices and support AML programs.
      • Cybersecurity and Risk TechnologySafeguard your firm and satisfy investor and regulatory demands.
    • Surveillance and Monitoring
      • eComms, Capture, Archive, and SurveillanceAddress the broad spectrum of eComms risks from channel capture to books and records archiving to ongoing surveillance.
      • Employee ComplianceManage employee certifications, day-to-day personal trading activity, and track of potential conflicts such as gifts and entertainment, political contributions, and more.
      • Market Abuse SurveillanceProactively identify issues and demonstrate a strong and defensible, compliance trade surveillance program using our intelligent, risk-based outlier detection algorithms.
      • Transaction Cost AnalysisAnalyze trading performance, manage execution costs, and support best execution compliance with advanced trading analytics.
      • Control Room ComplianceEnter and track data while maintaining complete control over which users have access to your sensitive data.
    • Portfolio Oversight and MonitoringSafeguard and enhance your investments from Cybersecurity and ESG risks with ACA Vantage.
  • Resources
    • Webcasts and Events
    • Industry Insights
    • News and Announcements
  • Company
    • About Us
    • Careers
    • Leadership
    • Experts
    • Partnerships
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