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Engage with ACA’s partners, professionals, and thought leaders as they share insights and resources on emerging issues and technical topics related to governance, risk, and regulatory compliance.
Industry Insights
FCA Annual Work Programme Signals Sharper Supervisory Focus
FCA 2026/27 priorities signal sharper supervision, stronger governance expectations, and increased scrutiny for firms.
How Investment Advisers Should Approach AI Risk and Governance?
Learn how investment advisers are using AI, what’s driving adoption, and the governance and compliance steps needed to manage risk responsibly.
Proposed Clarifications to the Scope of Securities Exchange Act of 1934 Rule 15c2-11
The SEC has proposed amendments requiring brokers and dealers to meet specific due diligence requirements before initiating or resuming quotations for equity securities, including crypto assets structured as equities, outside of national securities exchanges.
Events and Webinars
Apr
30
Preparing for FCA Regulation of Cryptoasset Activities
Join us on 30 April for the first session in a digital asset–focused series. This webcast explores how firms can...
Apr
21
Adopting AI Governance as UK and EU Regulatory Scrutiny Intensifies
Discover how UK and EU financial services firms can responsibly adopt and govern AI under evolving FCA expectations and regulatory frameworks.
Apr
15
2026 ACA Conference
Join us in Nashville Wednesday, April 15 to Friday, April 17 for three days of forward-thinking insights, practical strategies, and...