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Industry insights
ESMA Doubles Down on Data Quality
The European Securities and Markets Authority (ESMA) released updates to its Data Quality Engagement Frameworks (DQEFs) offering firms rare visibility...
How to Prepare for Regulatory Examinations and Visits
Firms must proactively prepare for regulatory exams and visits as part of their business-as-usual compliance strategy. SEC examinations tend to...
Case Study: Leveraging Technology to Optimize Hedge Fund Compliance
Company: A multi-billion-dollar hedge fund specializing in alternative investments, managing a diverse portfolio across multiple asset classes. Location: United States...
Events & webinars
Investment Performance and Compliance: What Wealth Managers Need to Know
Properly portraying investment performance is essential. It is key to meeting regulatory requirements, attracting investors, and maintaining investor confidence. Yet...
Managing Third-Party AI Risk: What Firms Need to Know
Third-party vendors now support many core business functions, and the rapid adoption of AI is accelerating both innovation and exposure....
Anticipating the Attack: Reducing the Risk of Cyber Breaches with Penetration Testing
Cyber threats are evolving faster than ever, fueled by generative AI, ransomware-as-a-service, and sophisticated cybercriminal organizations. To combat these threats,...