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Understanding DOJ’s Data Security Rules: A Compliance Wake-Up Call for Financial Firms
The U.S. Department of Justice (DOJ) has issued new rules restricting access of sensitive personal and government-related data to designated...
Investment Performance and Compliance: What Wealth Managers Need to Know
Properly portraying investment performance is essential. It is key to meeting regulatory requirements, attracting investors, and maintaining investor confidence. Yet...
Managing Third-Party AI Risk: What Firms Need to Know
Third-party vendors now support many core business functions, and the rapid adoption of AI is accelerating both innovation and exposure....
Anticipating the Attack: Reducing the Risk of Cyber Breaches with Penetration Testing
Cyber threats are evolving faster than ever, fueled by generative AI, ransomware-as-a-service, and sophisticated cybercriminal organizations. To combat these threats,...
2025 ACA Conference
Join us in sunny Orlando, Florida for ACA’s 2025 Conference, “Preparing Today, Protecting Tomorrow,” where industry leaders and experts will...
Steering Compliance Through Market Volatility and Shifts
The current U.S. political environment is unlike anything we’ve seen before, with fast-moving developments that make it challenging for investment...
Global Regulatory Outlook for Cybersecurity
Staying ahead of cybersecurity regulations is becoming more challenging as new rules emerge, enforcement intensifies, and compliance expectations evolve. How...
2025 FINRA Priorities and Hot Topics
Join us as we discuss how the recently released FINRA 2025 Regulatory Oversight Report may impact you and your compliance...
2025 Regulatory Horizon Insights into DFSA and FSRA Priorities for Asset Managers
Understanding the evolving regulatory environment in the UAE is critical for hedge funds and alternative investment firms looking to thrive...
Trends in the Application of the Guidance Statement for OCIO Portfolios: How Are OCIO Firms Applying this New Policy?
OCIO firms are grappling with how to navigate the new Global Investment Performance Standards (GIPS®) requirements set out in the...
Cybersecurity Oversight for Private Equity: Benchmarks, Insights, and Strategies for Portfolio Company Resilience
As private equity sponsors (PE) face an increasingly complex cybersecurity landscape, gaining deeper insights into the cybersecurity programs of their...
Unlocking Success: How Managed Investment Performance Services Drive Business Excellence
Ensuring investment performance numbers comply with investor and regulator expectations is not an easy task. What’s more, firms are continually...