2025 SEC Examination Priorities: What you need to know

The SEC recently released a list of their priorities for 2025 closely followed by a Risk Alert for Registered Investment Companies. How do these two publications, along with the results of the election, shape exam focus areas for 2025?

Join us on Thursday, December 12, 2024, at 11am ET, for an insightful webcast when we delve into the SEC’s Examination Priorities for 2025.

What to Expect:

• Key highlights: Understand the critical examination priorities that will impact firms in 2025. Together, we’ll look at considerations surrounding regulatory compliance, including potential impact of the new presidential administration, compliance program and private fund priorities, the recent registered investment company risk alert, cybersecurity concerns like Reg S-P, Reg S-ID, and the proposed cyber rule, and challenges related to investment performance like the Marketing Rule.
• Expert insights: Gain valuable perspectives from industry experts on how to navigate the new regulatory landscape.
• Q&A session: Engage with our speakers and get your questions answered in real-time.

Why Attend?

• Stay ahead of regulatory changes and ensure your firm is compliant.
• Learn best practices to prepare for upcoming SEC examinations.

Speakers

• Carlo di Florio, President, ACA Group
• Tom Grygiel, Senior Principal Consultant, ACA Group
• Mike Pappacena, Partner, ACA Group
• Bree Pollard, Director, ACA Group
• Julian Seelan, Managing Director, ACA Group
• Chris Kemp, Director, ACA Group