Please join us for an engaging conversation with Louis Gracia, Associate Regional Director, U.S. Securities and Exchange Commission. The program will be co-hosted by Sidley, ACA Group, and the Investment Adviser Association. We’re looking forward to discussing various current topics including:
- Off Channel Communications
- The Marketing Rule
- Outsourcing
- Cybersecurity
- SEC Exam Trends
To encourage candid discourse, this program will be held in-person only. Dial-in options will not be available.
We look forward to reconnecting with colleagues for our signature program.
CLE credit is pending.
Speakers
- Louis Gracia, Associate Regional Director (Examinations), SEC
- Josh Broaded, Head of Global Regulatory Compliance, ACA Group
- Nick Batinich, Partner, ACA Group
- Monique Botkin, Associate General Counsel, IAA
- Chuck Daly, Investment Funds Partner, Sidley
- Ranah Esmaili, Securities Enforcement and Regulatory Partner, Sidley
- Simon Saddleton, Investment Funds Partner, Sidley
Event Details
Date: Tuesday, April 30, 2024
Registration and Breakfast: 8:30 AM CT
Program: 9:00 AM – 12:00 PM CT
Location: Sidley Offices | One South Dearborn, 37 Floor, Chicago, IL 60603
The information provided in this program does not constitute legal advice. This program will not be recorded and is not for attribution.