Compliance Training in Europe

Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of courses, designed to help you and your firm understand the regulatory framework and apply compliance.

Upcoming Training Courses

Take the opportunity to book onto one of our virtual and interactive courses.

  • 07 February 2024
  • 18 April 2024
  • 20 June 2024
  • 17 October 2024

 Book Today

  • 05 December 2023
  • 25 January 2024
  • 07 March 2024
  • 23 April 2024
  • 06 June 2024
  • 24 July 2024
  • 12 September 2024
  • 31 October 2024
  • 03 December 2024

 Book Today

  • 01 February 2024

  • 27 March 2024

  • 11 June 2024

  • 25 July 2024

  • 17 September 2024

  • 19 November 2024

 Book Today

  • 07 December 2023
  • 05 March 2024
  • 16 May 2024
  • 24 September 2024
  • 05 December 2024

 Book Today

  • 12 December 2023
  • 28 March 2024
  • 27 June 2024
  • 26 September 2024
  • 10 December 2024

 Book Today

  • 30 November 2023
  • 15 February 2024
  • 17 April 2024
  • 01 August 2024
  • 03 October 2024
  • 28 November 2024

 Book Today

We offer a wide range of courses, designed to help you understand the regulatory framework and apply compliance. Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions.

 Download

1 of
Architectural image - window office block

Tailored In-House Training

Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements. 

Latest insights

highway at night from overhead

The Slippery Slope of Private Fund Manager Issuer Exemption

For firms marketing privately-issued securities, whether as a private fund manager or issuer, ensuring their activity is compliant with FINRA or SEC regulations is essential.

Article
  • Distribution
Leaf and data image

ACA Launches ESG Portfolio Monitoring for Private Markets

Introducing ACA Vantage for ESG; a straightforward and comprehensive solution to track and analyze ESG data, and support PE, private credit, and leveraged loan portfolios.

News
  • ESG
  • ACA News
December

Private Fund Adviser Rules Timeline

Download a timeline that maps out each critical phase of the SEC's Private Fund Adviser Rules and the timeframes required to meet the rule's deadlines.

Article
  • Private Fund
  • SEC
Maze

Best Practices to Outsource Investment Performance Calculations

We share best practices to optimize your engagement with a third-party firm to calculate your firm's investment performance and maximize the benefits of a partnership.

Article
  • Performance
blue smoke and digital

Thousands of Servers Exposed By Citrix Bleed Vulnerability

Citrix Bleed (CVE-2023-4966) is a critical vulnerability affecting Citrix NetScaler ADC and NetScaler Gateway appliances. It is now being targeted by the Russian ransomware gang, LockBit.

Cyber Alert
  • Cybersecurity
FAQ: Principles for Responsible Investment

A New Era for ESG Data: Quality, Regulation, and the Road Ahead

While the explosion of ESG data over the last five years has garnered both enthusiasm and criticism, the wild west character of the data environment is fading – giving way to a market that is more robust, reliable, and regulated.

Article
  • ESG