ComplianceAlpha® Regulatory Technology - What's New in 2022


Join us for an exciting update on new features and enhancements added to ComplianceAlpha in the first half of this year, as well as a sneak peek of what is on the horizon, such as:

  • New Electronic Communications (eComms) Surveillance and Archiving Solution
  • New Control Room Solution
  • Employee Compliance Solution:
    • Crypto broker support
    • New Open Banking broker support
    • Anonymous whistleblower functionality
  • Compliance Management Solution:
    • New ways to track expert network meetings
    • Expanded workflow capabilities through the use of custom forms
  • Building a scalable "Most Favored Nations" workflow when managing side letters
  • Enhancements to the ComplianceAlpha mobile app


  • Jordan Schwartz, Partner, Product Management
  • Pat Conroy, Partner, Sales
  • Blake Hausladen, Product Director