Considerations for Implementing AI at Your Firm


Artificial Intelligence (AI) is on everyone's mind in 2024. On the one hand, firms have been exploring the use of AI solutions to increase efficiency and productivity. However, the U.S. Securities and Exchange Commission has been examining AI use by investment advisers through sweep exams while the UK Financial Conduct Authority, Bank of England, and Prudential Regulation Authority released a joint discussion paper reminding firms that AI is covered by current regulatory frameworks.

Join ACA and BlueFlame AI for an in-depth discussion of the risks and rewards AI offers to the financial industry and how regulators are responding to the surge in use of this technology.

During our discussion, we will address:

  • The state of AI today
  • Considerations for implementation at your firm
  • Policy and security concerns
  • What to expect in the year ahead


  • Carlo di Florio, Global Advisory Leader, ACA Group
  • Raj Bakhru, Co-Founder and CEO, BlueFlame AI
  • Doug Chiciak, CCO, Lightyear Capital