EEA Firms Applying for Full Authorisation Under the TPR: Challenges and Potential Pitfalls

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The FCA is now contacting firms who signed up to the Temporary Permissions Regime (TPR) and offering a “landing slot” to apply for full authorisation – they have a three month to submit their application, starting July 2021. Firms who miss their slot risk losing their temporary permissions completely

During this on demand Q&A recording, Bobby Johal Managing Director and Martin Lovick, Director at ACA, answer frequently asked questions about possible compliance and authorisation pitfalls and challenges ahead for for EEA firms in the TPR.

Discussion Topics

This webcast will cover:

  • Understanding the process
  • The key elements of a successful application
  • Will the FCA favour applications from subsidiaries over branches?
  • How an FCA compliance programme differs from EEA jurisdictions