IAA 2024 Investment Adviser Compliance Conference


Washington, D.C.


Join our team in Washington, D.C. at the IAA Investment Adviser Compliance Conference. The Compliance Conference is a comprehensive, two-day, in-person program that provides investment advisers with the most up-to-date information available on the changing regulatory landscape.  

Hear from ACA on two unique panels.

About our panels: 

New Private Fund Adviser Rules

This panel will explore new requirements and interpretive questions around new rules for private fund advisers. Hear the latest on how to tackle rules on quarterly statements, restricted activities, preferential treatment, private fund adviser audits, adviser-led secondaries, and recordkeeping.

  • Josh Levit, Chief Compliance Officer, Invesco Ltd.
  • Alpa Patel, Partner, Kirkland & Ellis LLP
  • Julia Reyes, CIPM, Partner, ACA Group
  • Andrea Santoriello, Executive Director and Assistant General Counsel, J.P. Morgan Asset Management
  • Monique Botkin, Associate General Counsel, Investment Adviser Association (Moderator)

ESG Investing and Compliance: Adapting to The Changing Environment

While investor demand for investment products and financial services that incorporate environmental, social, and governance (ESG) investing factors continues to grow, regulatory requirements and scrutiny continue to increase. Hear about best practices in ESG and sustainable investing compliance programs, including disclosure, marketing, and data and portfolio management. Consider how the latest moves by the SEC, states, and other regulators may impact your firm.

  • Zeena Abdul-Rahman, Branch Chief, SEC Division of Investment Management
  • Kelly L. Gibson, Partner, Morgan, Lewis & Bockius LLP
  • Dan Mistler, Partner, Head of ESG Advisory, ACA Group
  • William Nelson, Associate General Counsel, Investment Adviser Association (Moderator)