As asset owners continue to develop and enhance their operational due diligence, it is critically important for a private fund manager’s compliance staff to have a detailed understanding of the performance calculation process. Compliance and operations professionals must have a level of comfort when reviewing firm performance presentations prior to disseminating the information to third parties to ensure the appropriate controls are in place.
Please join ACA for a complimentary webcast focused on the interplay between compliance and finance/operations for private fund managers.
Discussion Topics
- Regulatory and Investor Focus
- Marketing distribution controls
- Compliance review of performance calculations
- Fee and expense review
- Reporting with Subscription Line of Credit
- What is industry best practice for reporting?
- What are the risks from a regulatory perspective?
- Standardization of Performance Reporting
- Desktop policy manuals
- Ownership of data, workflows, and controls